SEC Form S-8 POS filed by Qumu Corporation
As filed with the Securities and Exchange Commission on February 9, 2023
Registration Nos. 333-53875, 333-34788, 333-69550, 333-106901, 333-127244,
333-147344, 333-161262, 333-176145, 333-177836,
333-187616,
333-197520, 333-206270, 333-215549,
333-226694, 333-249832, 333-255927, 333-265934
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST EFFECTIVE AMENDMENT NO. 1 TO
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
QUMU CORPORATION
(Exact name of registrant as specified in its charter)
Minnesota | 41-1577970 | |
(State or jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
400
S 4th St, Suite 401-412
Minneapolis, MN 55415
(Address of principal executive offices and zip code)
Rimage Corporation Amended and Restated 1992 Stock Option Plan
Rimage Corporation 2001 Employee Stock Purchase Plan
Rimage Corporation 2001 Stock Option Plan for Non-Employee Directors
Qumu Corporation Second Amended and Restated 2007 Stock Incentive Plan
Stock
Option Agreement dated October 10, 2011
by and between Rimage Corporation and Raymond R. Hood
Stock Option Agreement dated November 26, 2012
by and between Rimage Corporation and Vern Hanzlik
Stock Option Agreement dated January 7, 2013
by and between Rimage Corporation and Peter Shutte
Stock
Option Agreement dated May 18, 2015 by and between
Qumu Corporation and Peter J. Goepfrich
Stock
Option Agreement dated July 22, 2020 by and between
Qumu Corporation and TJ Kennedy
(Full Title of the Plan)
Copy to: | |
Thomas A. Krueger | April Hamlin |
Chief Financial Officer | Ballard Spahr LLP |
Qumu Corporation | 2000 IDS Center |
400 South 4th Street, Suite 401-412 | 80 South 8th Street |
Minneapolis, MN 55415 | Minneapolis, MN 55402 |
(612) 638-9100 | (612) 371-3211 |
(Name, address and telephone number, including area code, of agent for service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer ☐ | Accelerated filer ☐ |
Non-accelerated filer ☒ | Smaller reporting company ☒ |
Emerging growth company ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
TERMINATION OF REGISTRATION
This Post-Effective Amendment relates to the following Registration Statements on Form S-8 (each, a “Registration Statement” and collectively, the “Registration Statements”) filed by Qumu Corporation (the “Company”) with the Securities and Exchange Commission:
● | Registration No. 333-53875, filed on May 29, 1998, registering 750,000 shares of common stock under the Company’s 1992 Stock Option Plan. | |
● | Registration No. 333-34788, filed on April 14, 2000, registering 224,058 shares of common stock under the Company’s 1996 Stock Option Plan. | |
● | Registration No. 333-69550, filed on September 18, 2001, registering 545,000 shares of common stock under the Company’s 2001 Employee Stock Purchase Plan, 2001 Stock Option Plan for Non-Employee Directors, and 1992 Stock Option Plan. | |
● | Registration No. 333-106901, filed on July 9, 2003, registering 400,000 shares of common stock under the Company’s Amended and Restated 1992 Stock Option Plan. | |
● | Registration No. 333-127244, filed on August 5, 2005, registering 500,000 shares of common stock under the Company’s Amended and Restated 1992 Stock Option Plan. | |
● | Registration No. 333-147344, filed on November 13, 2007, registering 730,320 shares of common stock under the Company’s 2007 Stock Incentive Plan. | |
● | Registration No. 333-161262, filed on August 11, 2009 registering 500,000 shares of common stock under the Amended and Restated 2007 Stock Incentive Plan. | |
● | Registration No. 333-176145, filed on August 8, 2011, registering 500,000 shares of common stock under the Company’s Second Amended and Restated 2007 Stock Incentive Plan. | |
● | Registration No. 333-177836, filed on November 9, 2011, registering 150,000 shares of common stock pursuant to the Stock Option Agreement dated October 10, 2011 by and between the Company and Raymond R. Hood. | |
● | Registration No. 333-187616, filed on March 29, 2013, registering 150,000 shares of common stock pursuant to the Stock Option Agreement dated November 26, 2012 by and between the Company and Vern Hanzlik and the Stock Option Agreement dated January 7, 2013 by and between the Company and Peter Shutte. | |
● | Registration No. 333-197520, filed on July 18, 2014, registering 500,000 shares of common stock under the Company’s Second Amended and Restated 2007 Stock Incentive Plan. | |
● | Registration No. 333-206270, filed on August 10, 2015, registering 130,000 shares of common stock pursuant to the Stock Option Agreement dated May 18, 2015 by and between the Company and Peter J. Goepfrich. | |
● | Registration No. 333-215549, filed on January 13, 2017, registering 500,000 shares of common stock under the Company’s Second Amended and Restated 2007 Stock Incentive Plan. | |
● | Registration No. 333-226694, filed on August 8, 2018, registering 500,000 shares of common stock under the Company’s Second Amended and Restated 2007 Stock Incentive Plan. | |
● | Registration No. 333-249832, filed on November 4, 2020, registering 457,692 shares of common stock pursuant to the Stock Option Agreement dated July 22, 2020 by and between the Company and TJ Kennedy. | |
● | Registration No. 333-255927, filed on May 7, 2021, registering 1,000,000 shares of common stock under the Company’s Second Amended and Restated 2007 Stock Incentive Plan. | |
● | Registration No. 333-265934, filed on June 30, 2022, registering 1,200,000 shares of common stock under the Company’s Second Amended and Restated 2007 Stock Incentive Plan. |
Pursuant to the Agreement and Plan of Merger, dated as of December 17, 2022 (the “Merger Agreement”), by and among the Company, Enghouse Interactive, Inc., a Delaware corporation (“Parent”) and Cosmos Merger Sub, Inc., a Minnesota corporation and a wholly owned subsidiary of Parent (“Merger Sub”), Merger Sub merged with and into the Company effective as of February 8, 2023, with the Company continuing as the surviving corporation and a direct wholly owned subsidiary of Parent. As a result of the transactions contemplated by the Merger Agreement, the Company has terminated all offerings of its securities pursuant to the Registration Statements and hereby removes and withdraws from registration all securities registered pursuant to the Registration Statements that remain unsold as of the date hereof. Each of the Registration Statements is hereby amended, as appropriate, to reflect the deregistration of such securities.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Corte Madera, State of California, on February 9, 2023.
QUMU CORPORATION | ||
By | /s/ Thomas A. Krueger | |
Thomas A. Krueger, Chief Financial Officer |
Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to Registration Statements.