• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
PublishDashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI employees
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form SC 13D/A filed by Qumu Corporation (Amendment)

    12/21/22 5:20:20 PM ET
    $QUMU
    Retail: Computer Software & Peripheral Equipment
    Technology
    Get the next $QUMU alert in real time by email
    SC 13D/A 1 d9896341_13d-a.htm

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    WASHINGTON, DC 20549

     

    SCHEDULE 13D

    THE SECURITIES EXCHANGE ACT OF 1934

    (Amendment No. 10)*

     

     

    Qumu Corporation
    (Name of Issuer)

     

     

    Common Stock, $0.01 par value
    (Title of Class of Securities)

     

     

    749063103
    (CUSIP Number)

     

     

    Kevin A. McGovern, Esq.

    c/o Harbert Discovery Fund, LP

    2100 Third Avenue North

    Suite 600

    Birmingham, AL 35203

    Telephone Number 205-987-5500

    (Name, Address and Telephone Number of Person Authorized to Receive

    Notices and Communications)

     

     

    December 17, 2022
    (Date of Event Which Requires Filing of this Statement)

     

     

    If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [_].

     

    ____________________

    *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
     
     

     


    CUSIP No.
    749063103

     

    1. NAME OF REPORTING PERSONS
    I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
    Harbert Discovery Fund, LP

     

    2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)  [_]
    (b)  [_]

     

    3. SEC USE ONLY

     

    4. SOURCE OF FUNDS
    WC

     

    5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
    [_]

     

    6. CITIZENSHIP OR PLACE OF ORGANIZATION
    Delaware

     

    NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON

     

    7. SOLE VOTING POWER
    0

     

    8. SHARED VOTING POWER
    1,695,785

     

    9. SOLE DISPOSITIVE POWER
    0

     

    10. SHARED DISPOSITIVE POWER
    1,695,785

     

    11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
    1,695,785

     

    12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  
    [_]

     

    13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
    9.5%

     

    14. TYPE OF REPORTING PERSON
    PN

     

     
     

     


    CUSIP No.
    749063103

     

    1. NAME OF REPORTING PERSONS
    I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
    Harbert Discovery Fund GP, LLC

     

    2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)  [_]
    (b)  [_]

     

    3. SEC USE ONLY

     

    4. SOURCE OF FUNDS
    AF

     

    5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
    [_]

     

    6. CITIZENSHIP OR PLACE OF ORGANIZATION
    Delaware

     

    NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON

     

    7. SOLE VOTING POWER
    0

     

    8. SHARED VOTING POWER
    1,695,785

     

    9. SOLE DISPOSITIVE POWER
    0

     

    10. SHARED DISPOSITIVE POWER
    1,695,785

     

    11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
    1,695,785

     

    12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  
    [_]

     

    13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
    9.5%

     

    14. TYPE OF REPORTING PERSON
    OO
     
     

     


    CUSIP No.
    749063103

     

    1. NAME OF REPORTING PERSONS
    I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
    Harbert Fund Advisors, Inc.

     

    2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)  [_]
    (b)  [_]

     

    3. SEC USE ONLY

     

    4. SOURCE OF FUNDS
    AF

     

    5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
    [_]

     

    6. CITIZENSHIP OR PLACE OF ORGANIZATION
    Alabama

     

    NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON

     

    7. SOLE VOTING POWER
    0

     

    8. SHARED VOTING POWER
    1,753,851

     

    9. SOLE DISPOSITIVE POWER
    0

     

    10. SHARED DISPOSITIVE POWER
    1,753,851

     

    11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
    1,753,851

     

    12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  
    [_]

     

    13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
    9.8%

     

    14. TYPE OF REPORTING PERSON
    IA, CO
     
     

     


    CUSIP No.
    749063103

     

    1. NAME OF REPORTING PERSONS
    I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
    Harbert Management Corporation

     

    2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)  [_]
    (b)  [_]

     

    3. SEC USE ONLY

     

    4. SOURCE OF FUNDS
    AF

     

    5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
    [_]

     

    6. CITIZENSHIP OR PLACE OF ORGANIZATION
    Alabama

     

    NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON

     

    7. SOLE VOTING POWER
    0

     

    8. SHARED VOTING POWER
    1,753,851

     

    9. SOLE DISPOSITIVE POWER
    0

     

    10. SHARED DISPOSITIVE POWER
    1,753,851

     

    11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
    1,753,851

     

    12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  
    [_]

     

    13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
    9.8%

     

    14. TYPE OF REPORTING PERSON
    CO
     
     

     

     


    CUSIP No.
    749063103

     

    1. NAME OF REPORTING PERSONS
    I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
    Jack Bryant

     

    2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)  [_]
    (b)  [_]

     

    3. SEC USE ONLY

     

    4. SOURCE OF FUNDS
    AF

     

    5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
    [_]

     

    6. CITIZENSHIP OR PLACE OF ORGANIZATION
    United States of America

     

    NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON

     

    7. SOLE VOTING POWER
    0

     

    8. SHARED VOTING POWER
    1,695,785

     

    9. SOLE DISPOSITIVE POWER
    0

     

    10. SHARED DISPOSITIVE POWER
    1,695,785

     

    11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
    1,695,785

     

    12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  
    [_]

     

    13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
    9.5%

     

    14. TYPE OF REPORTING PERSON
    IN
     
     

     


    CUSIP No.
    749063103

     

    1. NAME OF REPORTING PERSONS
    I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
    Kenan Lucas

     

    2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)  [_]
    (b)  [_]

     

    3. SEC USE ONLY

     

    4. SOURCE OF FUNDS
    AF

     

    5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
    [_]

     

    6. CITIZENSHIP OR PLACE OF ORGANIZATION
    United States of America

     

    NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON

     

    7. SOLE VOTING POWER
    0

     

    8. SHARED VOTING POWER
    1,695,785

     

    9. SOLE DISPOSITIVE POWER
    0

     

    10. SHARED DISPOSITIVE POWER
    1,695,785

     

    11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
    1,695,785

     

    12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  
    [_]

     

    13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
    9.5%

     

    14. TYPE OF REPORTING PERSON
    IN

     

     
     

     


    CUSIP No.
    749063103

     

    1. NAME OF REPORTING PERSONS
    I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
    Raymond Harbert

     

    2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)  [_]
    (b)  [_]

     

    3. SEC USE ONLY

     

    4. SOURCE OF FUNDS
    AF

     

    5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
    [_]

     

    6. CITIZENSHIP OR PLACE OF ORGANIZATION
    United States of America

     

    NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON

     

    7. SOLE VOTING POWER
    0

     

    8. SHARED VOTING POWER
    1,753,851

     

    9. SOLE DISPOSITIVE POWER
    0

     

    10. SHARED DISPOSITIVE POWER
    1,753,851

     

    11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
    1,753,851

     

    12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  
    [_]

     

    13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
    9.8%

     

    14. TYPE OF REPORTING PERSON
    IN

     

     
     

     

     

    CUSIP No. 749063103

     

    Item 1. Security and Issuer.

     

    The name of the issuer is Qumu Corporation, a Minnesota corporation (the "Issuer").  The address of the Issuer's principal executive offices is 400 South 4th Street, Suite 401-412, Minneapolis, Minnesota 55415, United States of America.  This Schedule 13D relates to the Issuer's common stock, $0.01 par value (the "Shares").

     

    Item 2. Identity and Background.

     

    (a)

    This Schedule 13D is being filed jointly by:

     

    (i) Harbert Discovery Fund, LP, a Delaware limited partnership (the “Fund”),

     

    (ii) Harbert Discovery Fund GP, LLC, a Delaware limited liability company (the “Fund GP”),

     

    (iii) Harbert Fund Advisors, Inc., an Alabama corporation (“HFA”),

     

    (iv) Harbert Management Corporation, an Alabama corporation (“HMC”),

     

    (v) Jack Bryant, a United States citizen,

     

    (vi) Kenan Lucas, a United States citizen, and

     

    (vii) Raymond Harbert, a United States citizen.

     

    Each of the Fund, the Fund GP, HFA, HMC, Mr. Bryant, Mr. Lucas and Mr. Harbert are referred to as a “Reporting Person” and collectively as the “Reporting Persons.” Each of the Reporting Persons is party to that certain Joint Filing Agreement attached hereto as Exhibit A. Accordingly, the Reporting Persons are hereby filing a joint Schedule 13D. The Fund is a private investment fund. The Fund GP is the Fund’s general partner. HFA is an investment adviser registered with the United States Securities and Exchange Commission and the investment adviser to the Fund. HMC Is the parent of HFA. Mr. Lucas is the Managing Director and Portfolio Manager of the Fund GP. Mr. Bryant is an Executive Vice President and Senior Managing Director of HMC. Mr. Harbert is the Chairman and Chief Executive Officer of HMC and HFA.

     

    Set forth on Exhibit B attached hereto is the name and present principal occupation or employment, principal business address and citizenship of the executive officers and directors of HFA and HMC. To the best of the Reporting Persons’ knowledge, except as otherwise set forth herein, none of the persons listed on Exhibit B beneficially owns any securities of the Issuer or is a party to any contract, agreement or understanding required to be disclosed herein.

    (b) The principal business address for each of the Reporting Persons is 2100 Third Avenue North, Suite 600, Birmingham, Alabama 35203.
    (c) The principal business of the Fund is purchasing, holding and selling securities for investment purposes.  The principal business of the Fund GP is serving as the general partner of the Fund.  The principal business of HMC and its wholly-owned subsidiary HFA is serving as an alternative asset management firm to various private funds, including the Fund. The principal business of Mr. Lucas is serving as the Managing Director and Portfolio Manager of the Fund GP and as the portfolio manager for other clients. The principal business of Mr. Bryant is serving as an Executive Vice President and Senior Managing Director of HMC.  The principal business of Mr. Harbert is serving as the Chairman and Chief Executive Officer of HMC and HFA.   
    (d) No Reporting Person or any person listed on Exhibit B has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
    (e) No Reporting Person or any person listed on Exhibit B has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or state securities laws or finding any violation with respect to such laws.
    (f) The Fund and the Fund GP are formed under the laws of the State of Delaware.  Mr. Lucas, Mr. Bryant and Mr. Harbert are each a citizen of the United States of America. HFA and HMC are incorporated under the laws of the State of Alabama. The citizenship of the persons listed on Exhibit B is set forth therein.

     

     
     

     

     

    Item 3. Source and Amount of Funds or Other Consideration.
    The funds for the purchase of the Shares by the Fund came from the working capital of the Fund, over which HFA, HMC, the Fund GP, Jack Bryant, Kenan Lucas and Raymond Harbert, through their roles described above in Item 2(c), exercise investment discretion.  No borrowed funds were used to purchase the Shares, other than borrowed funds used for working capital purposes in the ordinary course of business.  The total costs of the Shares directly owned by Harbert Discovery Fund, LP is approximately $4,152,780.88.  

     

    Item 4. Purpose of Transaction.

    There have been no changes from the Schedule 13D Amendment No. 9 filed on August 16, 2021.

     

    Item 5. Interest in Securities of the Issuer.
    (a) - (e)

    As of the date hereof, (i) HFA, HMC, and Raymond Harbert may be deemed to be the beneficial owners of 1,753,851 Shares, constituting 9.8% of the Shares, and the Fund GP, the Fund, Jack Bryant, and Kenan Lucas may be deemed to be the beneficial owners of 1,695,785 Shares, constituting 9.5% of the Shares based upon 17,935,329* Shares outstanding.

     

    HFA has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,753,851 Shares; has the sole power to dispose or direct the disposition of 0 Shares; and has the shared power to dispose or direct the disposition of 1,753,851 Shares.

     

    HMC has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,753,851 Shares; has the sole power to dispose or direct the disposition of 0 Shares; and has the shared power to dispose or direct the disposition of 1,753,851 Shares.

     

    The Fund GP has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,695,785 Shares; has the sole power to dispose or direct the disposition of 0 Shares; and has the shared power to dispose or direct the disposition of 1,695,785 Shares.

     

    The Fund has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,695,785 Shares; has the sole power to dispose or direct the disposition of 0 Shares; and has the shared power to dispose or direct the disposition of 1,695,785 Shares.

     

    Jack Bryant has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,695,785 Shares; has the sole power to dispose or direct the disposition of 0 Shares; and has the shared power to dispose or direct the disposition of 1,695,785 Shares.

     

    Kenan Lucas has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,695,785 Shares; has the sole power to dispose or direct the disposition of 0 Shares; and has the shared power to dispose or direct the disposition of 1,695,785 Shares.

     

    Raymond Harbert has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 1,753,851 Shares; has the sole power to dispose or direct the disposition of 0 Shares; and has the shared power to dispose or direct the disposition of 1,753,851 Shares.

     

    The Reporting Persons have not effected any transactions in the Issuer’s Shares during the past 60 days.

     

    *This outstanding Shares figure reflects the number of outstanding Shares as of November 7, 2022, as reported by the Issuer.

     

           

     

     
     

     

     

    Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

    On May 10, 2018, Kenan Lucas received 25,000 restricted stock units pursuant to the Issuer's 2007 Second Amended and Restated Stock Incentive Plan (the “Plan”). Each restricted stock unit represents the contingent right to receive one Share. These restricted stock units vested on May 8, 2019, which was the first business day prior to the 2019 Annual Meeting of Shareholders. The 25,000 Shares are now held in an affiliated brokerage account for the benefit of the investors in the Fund.

     

    On May 9, 2019, Kenan Lucas received 18,099 restricted stock units pursuant to the Plan. Each restricted stock unit represents the contingent right to receive one Share. These restricted stock units vested on September 29, 2020, which was the first business day prior to the 2020 Annual Meeting of Shareholders. The 18,099 Shares are now held in an affiliated brokerage account for the benefit of the investors in the Fund.

     

    On September 30, 2020, Kenan Lucas received 17,353 restricted stock units pursuant to the Plan. Each restricted stock unit represents the contingent right to receive one Share. These restricted stock units vested on May 4, 2021, which was the first business day prior to the 2021 Annual Meeting of Shareholders. Once issued, the 17,353 Shares will be held in an affiliated brokerage account for the benefit of the investors in the Fund.

     

    On May 6, 2021, Kenan Lucas received 14,967 restricted stock units pursuant to the Plan. Each restricted stock unit represents the contingent right to receive one Share. These restricted stock units vested on June 1, 2022, which was the first business day prior to the 2022 Annual Meeting of Shareholders. The 14,967 Shares are now held in an affiliated brokerage account for the benefit of the investors in the Fund.

     

    On December 17, 2022, the Issuer entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Enghouse Interactive, Inc., a Delaware corporation (“Parent”) and Cosmos Merger Sub, Inc. (“Merger Sub”), a wholly owned subsidiary of Parent, providing for the acquisition of the Issuer by Parent in an all-cash transaction, consisting of a tender offer (the “Offer”) for all of the outstanding Shares of the Issuer, followed by a subsequent merger of Merger Sub with and into the Issuer (the “Merger”), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. In connection with the Offer and Merger, and concurrently with the execution of the Merger Agreement, the Fund entered into a Tender and Support Agreement (the “Support Agreement”) with Parent, Merger Sub, and the Issuer’s directors and executive officers. Pursuant to the Support Agreement, the Fund has agreed to tender Shares held by it in the Offer and to otherwise support the transactions contemplated by the Merger Agreement. The foregoing description does not purport to be complete and is subject to and qualified in its entirety by the Issuer’s 8-K filed on December 19, 2022 which is incorporated by reference.

     

    Other than the restricted stock units and other agreements described in Item 4 of this Schedule 13D or any previous amendment, there are no contracts, arrangements, understandings or relationships among the Reporting Persons, or between the Reporting Persons and any other person, with respect to the securities of the Issuer.

    Item 7. Material to be Filed as Exhibits.

    Exhibit A: Joint Filing Agreement

     

    Exhibit B: Officers and Directors of HFA and HMC

     

     

     
     

    SIGNATURE

     

    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     

    December 21, 2022
    (Date)
    Harbert Discovery Fund, LP
    By: Harbert Discovery Fund GP, LLC,
    its General Partner
    By: Harbert Management Corporation,
    its Managing Member
    By: /s/ John McCullough
    Executive Vice President and General Counsel
    Harbert Discovery Fund GP, LLC*
    By: Harbert Management Corporation,
    its Managing Member
    By: /s/ John McCullough
    Executive Vice President and General Counsel
    Harbert Fund Advisors, Inc.*
    By: /s/ John McCullough
    Executive Vice President and
    General Counsel
    Harbert Management Corporation*
    By: /s/ John McCullough
    Executive Vice President and General Counsel
    /s/ Jack Bryant*
    Jack Bryant
    /s/ Kenan Lucas*
    Kenan Lucas
    /s/ Raymond Harbert*
    Raymond Harbert

     

    * This reporting person disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose.

     

    Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).

     

     
     

    Exhibit A

     

    AGREEMENT

     

    The undersigned agree that this Schedule 13D, Amendment 10, dated December 21, 2022, relating to the Common Stock, $0.01 par value of Qumu Corporation shall be filed on behalf of the undersigned.

     

     

    December 21, 2022
    (Date)
    Harbert Discovery Fund, LP
    By: Harbert Discovery Fund GP, LLC,
    its General Partner
    By: Harbert Management Corporation,
    its Managing Member
    By: /s/ John McCullough
    Executive Vice President and
    General Counsel
    Harbert Discovery Fund GP, LLC
    By: Harbert Management Corporation,
    its Managing Member
    By: /s/ John McCullough
    Executive Vice President and
    General Counsel
    Harbert Fund Advisors, Inc.
    By: /s/ John McCullough
    Executive Vice President and
    General Counsel
    Harbert Management Corporation
    By: /s/ John McCullough
    Executive Vice President and
    General Counsel
    /s/ Jack Bryant
    Jack Bryant
    /s/ Kenan Lucas
    Kenan Lucas
    /s/ Raymond Harbert
    Raymond Harbert
     
     

    Exhibit B

     

    Titled Officers and Directors of Harbert Fund Advisors, Inc. and Harbert Management Corporation

     

    Name and Position Principal Occupation Principal Business Address Citizenship

    Raymond J. Harbert

    Chief Executive Officer and Chairman of HFA and HMC

    Serving as Chairman and CEO of HMC 2100 Third Avenue North, Suite 600; Birmingham, AL 35203 USA

    John F. Bryant

    Executive Vice President and Director of HMC

    Serving as Executive Vice President and a Director of HMC

    2100 Third Avenue North, Suite 600;

    Birmingham, AL 35203

    USA

    Lee W. Purcell

    Global Head of Capital Markets of HMC

    Serving as Global Head of Capial Markets of HMC 2100 Third Avenue North, Suite 600; Birmingham, AL 35203 USA

    Raymond J, Harbert, Jr.

    Executive Vice President & Chief Financial Officer of HFA and HMC & Director of HMC

    Serving as EVP, CFO and a director of HMC 2100 Third Avenue North, Suite 600; Birmingham, AL 35203 USA

    John W. McCullough

    Executive Vice President, General Counsel & Director of HFA and HMC

    Serving as EVP, GC and a director of HMC 2100 Third Avenue North, Suite 600; Birmingham, AL 35203 USA

    J. Travis Pritchett

    President & Chief Operating Officer of HFA and HMC & Director of HMC

    Serving as President, COO and a director of HMC 2100 Third Avenue North, Suite 600; Birmingham, AL 35203 USA

    Michael C. Bauder

    Chief Compliance Officer of HFA and HMC & Director of HFA

    Serving as CCO of HFA and HMC and a Director of HFA 2100 Third Avenue North, Suite 600; Birmingham, AL 35203 USA
    Get the next $QUMU alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $QUMU

    DatePrice TargetRatingAnalyst
    More analyst ratings

    $QUMU
    Financials

    Live finance-specific insights

    See more
    • Enghouse Releases Second Quarter Results

      MARKHAM, ON, June 12, 2023 /CNW/ - Enghouse Systems Limited (TSX:ENGH) today announced its second quarter unaudited financial results for the period ended April 30, 2023.  All the financial information is in Canadian dollars unless otherwise indicated. Financial and operational highlights for the three and six months ended April 30, 2023 compared to the three and six months ended April 30, 2022 are as follows: Revenue achieved was $113.5 and $219.9 million, respectively, compared to revenue of $106.3 and $217.4 million;Results from operating activities was $25.6 and $55.5 million, respectively, compared to $31.1 and $66.8 million;Net income was $12.5 and $29.6 million, respectively, compared

      6/12/23 4:59:56 PM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology
    • Enghouse Acquires Qumu Corporation

      Qumu's Video SaaS Solution For The Enterprise Market Expands Enghouse's Video Offering Enghouse Systems Limited (TSX:ENGH) today announced it has successfully completed its acquisition of Qumu Corporation (NASDAQ:QUMU). This press release features multimedia. View the full release here: https://www.businesswire.com/news/home/20230208005830/en/ Under a December 19, 2022 agreement, a wholly owned subsidiary of Enghouse completed a previously announced tender offer for all the outstanding shares of Qumu for US$ 0.90 per share in cash, resulting in a total equity value of approximately US$18.0 million. Subsequently, the Enghouse subsidiary merged with Qumu, resulting in Qumu becoming a wholly

      2/8/23 6:35:00 PM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology
    • Enghouse Acquires Qumu Corporation

      Qumu's Video SaaS Solution For The Enterprise Market Expands Enghouse's Video Offering MARKHAM, ON and MINNEAPOLIS , Feb. 8, 2023 /PRNewswire/ - Enghouse Systems Limited (TSX:ENGH) today announced it has successfully completed its acquisition of Qumu Corporation (NASDAQ:QUMU).   Under a December 19, 2022 agreement, a wholly owned subsidiary of Enghouse completed a previously announced tender offer for all the outstanding shares of Qumu for US$ 0.90 per share in cash, resulting in a total equity value of approximately US$18.0 million. Subsequently, the Enghouse subsidiary merged with Qumu, resulting in Qumu becoming a wholly owned subsidiary of Enghouse. Qumu will now join Enghouse's Interac

      2/8/23 6:30:00 PM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology

    $QUMU
    SEC Filings

    See more
    • SEC Form 15-12G filed by Qumu Corporation

      15-12G - Qumu Corp (0000892482) (Filer)

      2/21/23 6:01:00 AM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology
    • SEC Form EFFECT filed by Qumu Corporation

      EFFECT - Qumu Corp (0000892482) (Filer)

      2/13/23 12:15:08 AM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology
    • SEC Form EFFECT filed by Qumu Corporation

      EFFECT - Qumu Corp (0000892482) (Filer)

      2/13/23 12:15:15 AM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology

    $QUMU
    Press Releases

    Fastest customizable press release news feed in the world

    See more
    • Enghouse Releases Second Quarter Results

      MARKHAM, ON, June 12, 2023 /CNW/ - Enghouse Systems Limited (TSX:ENGH) today announced its second quarter unaudited financial results for the period ended April 30, 2023.  All the financial information is in Canadian dollars unless otherwise indicated. Financial and operational highlights for the three and six months ended April 30, 2023 compared to the three and six months ended April 30, 2022 are as follows: Revenue achieved was $113.5 and $219.9 million, respectively, compared to revenue of $106.3 and $217.4 million;Results from operating activities was $25.6 and $55.5 million, respectively, compared to $31.1 and $66.8 million;Net income was $12.5 and $29.6 million, respectively, compared

      6/12/23 4:59:56 PM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology
    • Enghouse Acquires Qumu Corporation

      Qumu's Video SaaS Solution For The Enterprise Market Expands Enghouse's Video Offering Enghouse Systems Limited (TSX:ENGH) today announced it has successfully completed its acquisition of Qumu Corporation (NASDAQ:QUMU). This press release features multimedia. View the full release here: https://www.businesswire.com/news/home/20230208005830/en/ Under a December 19, 2022 agreement, a wholly owned subsidiary of Enghouse completed a previously announced tender offer for all the outstanding shares of Qumu for US$ 0.90 per share in cash, resulting in a total equity value of approximately US$18.0 million. Subsequently, the Enghouse subsidiary merged with Qumu, resulting in Qumu becoming a wholly

      2/8/23 6:35:00 PM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology
    • Enghouse Acquires Qumu Corporation

      Qumu's Video SaaS Solution For The Enterprise Market Expands Enghouse's Video Offering MARKHAM, ON and MINNEAPOLIS , Feb. 8, 2023 /PRNewswire/ - Enghouse Systems Limited (TSX:ENGH) today announced it has successfully completed its acquisition of Qumu Corporation (NASDAQ:QUMU).   Under a December 19, 2022 agreement, a wholly owned subsidiary of Enghouse completed a previously announced tender offer for all the outstanding shares of Qumu for US$ 0.90 per share in cash, resulting in a total equity value of approximately US$18.0 million. Subsequently, the Enghouse subsidiary merged with Qumu, resulting in Qumu becoming a wholly owned subsidiary of Enghouse. Qumu will now join Enghouse's Interac

      2/8/23 6:30:00 PM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology

    $QUMU
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    See more

    $QUMU
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    See more

    $QUMU
    Leadership Updates

    Live Leadership Updates

    See more
    • SEC Form 4 filed by Lucas Kenan

      4 - Qumu Corp (0000892482) (Issuer)

      2/10/23 6:05:28 PM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology
    • SEC Form 4: Bentley Rose closing all direct ownership in the company to cover withholding tax

      4 - Qumu Corp (0000892482) (Issuer)

      2/9/23 4:08:59 PM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology
    • SEC Form 4: Horowitz Edward D closing all direct ownership in the company to cover taxes

      4 - Qumu Corp (0000892482) (Issuer)

      2/9/23 4:08:35 PM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology
    • SEC Form SC 13G/A filed by Qumu Corporation (Amendment)

      SC 13G/A - Qumu Corp (0000892482) (Subject)

      2/13/23 5:08:08 PM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology
    • SEC Form SC 13G/A filed by Qumu Corporation (Amendment)

      SC 13G/A - Qumu Corp (0000892482) (Subject)

      2/9/23 5:18:48 PM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology
    • SEC Form SC 13D/A filed by Qumu Corporation (Amendment)

      SC 13D/A - Qumu Corp (0000892482) (Subject)

      12/21/22 5:20:20 PM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology
    • Qumu Announces Results of 2022 Annual Meeting of Shareholders

      Qumu Corporation (NASDAQ:QUMU), a leading provider of cloud-based enterprise video technology, today announced the results of its 2022 Annual Meeting of Shareholders held Thursday, June 2, 2022 at 2:00 p.m. Mountain Time with respect to all proposals described in Qumu's notice and proxy statement filed with the Securities and Exchange Commission on May 2, 2022. A total of 13,846,935 shares of Qumu common stock were represented at the Annual Meeting, which is approximately 77.5% of the shares outstanding as of the close of business on the record date of April 25, 2022. At the Annual Meeting, each director nominee was elected to serve as a director of the Company. Further, shareholders appr

      6/3/22 8:01:00 AM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology
    • Blackbird hires Sumit Rai as Chief Product Officer

      LONDON, May 12, 2022 /PRNewswire/ -- Blackbird plc (AIM: BIRD) (OTCQX:BBRDF), the technology licensor, developer and seller of the market-leading cloud native video editing platform, Blackbird, today announces the appointment of Sumit Rai as Chief Product Officer. Sumit will join the Company in June 2022 from VEGAS Creative Software where he holds the same role. Sumit has over 23 years leadership experience in the video and film industry. Starting off as a visual effects and video editor in news production, children's TV and film, Sumit progressed to Chief Technology Officer at Pukka Films developing an innovative, award-winning production facility before founding Kulu Valley. Providing ente

      5/12/22 5:05:00 AM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology
    • Qumu Appoints Rose Bentley as the Company's New President and Chief Executive Officer

      Qumu Corporation (NASDAQ:QUMU), a leading provider of cloud-based enterprise video technology, has appointed current Chief Operating Officer Rose Bentley as its new President and Chief Executive Officer, effective April 16, 2022. Bentley succeeds TJ Kennedy, who is leaving the company to pursue an opportunity with a company in the public safety industry. Bentley's election to the Qumu Board of Directors will become effective concurrently with her appointment as CEO. "On behalf of the board of directors, I would like to thank TJ for his contributions in transforming Qumu into a leading cloud-first company. We wish TJ all the best in his future pursuits," said Chair of the Board Neil E. Cox.

      4/18/22 9:47:00 AM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology

    $QUMU
    Analyst Ratings

    Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

    See more
    • Qumu downgraded by Craig-Hallum with a new price target

      Craig-Hallum downgraded Qumu from Buy to Hold and set a new price target of $6.00

      6/11/21 7:38:12 AM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology
    • Colliers Securities resumed coverage on Qumu

      Colliers Securities resumed coverage of Qumu with a rating of Hold

      3/7/21 7:23:21 AM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology
    • Northland Capital initiated coverage on Qumu with a new price target

      Northland Capital initiated coverage of Qumu with a rating of Outperform and set a new price target of $12.00

      2/8/21 9:23:21 AM ET
      $QUMU
      Retail: Computer Software & Peripheral Equipment
      Technology