Delaware
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20-5530976
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(State or Other Jurisdiction of Incorporation or Organization)
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(I.R.S. Employer Identification No.)
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Large accelerated filer
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Accelerated filer
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Non-accelerated filer
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Smaller reporting company
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Emerging growth company
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1. |
Registration Statement on Form S-8 (Registration No. 333-224259), filed with the SEC on April 12, 2018, registering the offer and sale of (i) 4,082,132 shares of Zuora’s Class A common stock, $0.0001 par
value per share (“Class A Common Stock”), reserved for issuance upon conversion of Zuora’s Class B common stock, $0.0001 par value per share (“Class B Common Stock”), outstanding under the 2006 Plan and 4,082,132 shares of Class B Common
Stock reserved for issuance pursuant to stock options outstanding under the 2006 Plan, (ii) 13,823,153 shares of Class A Common Stock reserved for issuance upon conversion of Class B Common Stock underlying stock options and restricted
stock units outstanding under the 2015 Plan, 827,728 shares of Class B Common Stock reserved for issuance pursuant to restricted stock units outstanding under the 2015 Plan and 12,995,425 shares of Class B Common Stock reserved for
issuance pursuant to stock options outstanding under the 2015 Plan, (iii) 2,400,000 shares of Class A Common Stock under the 2018 ESPP and (iii) 8,720,796 shares of Class A Common Stock under the 2018
Plan;
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2. |
Registration Statement on Form S-8 (Registration No. 333-230948) filed with the SEC on April 18, 2019, registering the offer and sale of (i) 6,315,390 shares of Class A Common Stock under the 2018 Plan and
(ii) 1,263,078 shares of Class A Common Stock under the 2018 ESPP;
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3. |
Registration Statement on Form S-8 (Registration No. 333-237512) filed with the SEC on March 31, 2020, registering the offer and sale of (i) 6,658,755 shares of Class A Common Stock under the 2018 Plan and
(ii) 1,331,751 shares of Common Stock under the 2018 ESPP;
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4. |
Registration Statement on Form S-8 (Registration No. 333-254912) filed with the SEC on March 31, 2021, registering the offer and sale of (i) 7,049,686 shares of Class A Common Stock under the 2018 Plan and
(ii) 1,409,937 shares of Class A Common Stock under the 2018 ESPP;
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5. |
Registration Statement on Form S-8 (Registration No. 333-263896), filed with the SEC on March 28, 2022, registering the offer and sale of (i) 7,439,393 shares of Class A Common Stock under the 2018 Plan and
(ii) 1,487,879 shares of Common Stock under the 2018 ESPP;
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6. |
Registration Statement on Form S-8 (Registration No. 333-271083), filed with the SEC on April 03, 2023, registering the offer and sale of (i) 7,933,701 shares of Class A Common Stock under the 2018 Plan and
(ii) 1,586,740 shares of Common Stock under the 2018 ESPP; and
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7. |
Registration Statement on Form S-8 (Registration No. 333-278239), filed with the SEC on March 26, 2024, registering the offer and sale of (i) 8,305,565 shares of Class A Common Stock under the 2018 Plan and
(ii) 1,661,113 shares of Common Stock under the 2018 ESPP.
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Zuora, Inc.
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By:
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/s/ Andrew M. Cohen
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Name: Andrew M. Cohen
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Title: Chief Legal Officer and Corporate Secretary
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