Gildo Pastor Center
7 rue due Gabian
98000 Monaco
1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Peter G. Livanos
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☒
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Greece and the United Kingdom
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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34,143,544
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8
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SHARED VOTING POWER
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5,276,000 (1)
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9
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SOLE DISPOSITIVE POWER
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34,143,544
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10
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SHARED DISPOSITIVE POWER
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5,276,000
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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39,419,544 (2)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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41.4% (2)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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(1) |
The filing person disclaims beneficial ownership of the Common Shares owned by the Controlled Entities (as defined herein), and the Controlled Entities disclaim beneficial ownership of the shares owned by the
filing person, in each case as of the date hereof. Upon the contribution of Common Shares held by each of the Rolling Shareholders (other than Blenheim Holdings Ltd. and Olympic LNG Investments Ltd.) (as defined herein) to BSIH (as
defined herein), the filing person will be deemed to become the beneficial owner of 5,276,000 Common Shares. See “Item 4.—Purpose of Transaction”.
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(2) |
The aggregate amount of Common Shares beneficially owned and percentage ownership of the filing person are calculated based on the number of Common Shares held by the filing person as of the date hereof.
Additionally, the percentage ownership of the filing person is calculated based on an aggregate number of 95,192,812 Common Shares outstanding as of February 17, 2021. Upon the contribution of Common Shares held by each of the Additional
Rolling Shareholders (as defined herein) to BSIH (as defined herein), the aggregate amount of Common Shares beneficially owned by the filing person will increase by 2,040,654 and be equal to 41,460,198, and the percentage ownership of the
filing person will increase to 43.6% to reflect such contribution. See “Item 4.—Purpose of Transaction”.
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Ceres Shipping Ltd.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☒
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Bermuda
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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30,800,000
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8
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SHARED VOTING POWER
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9
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SOLE DISPOSITIVE POWER
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30,800,000
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10
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SHARED DISPOSITIVE POWER
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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30,800,000 (1)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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32.4% (1)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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(1) |
The aggregate amount of Common Shares beneficially owned and percentage ownership of the filing person are calculated based on the number of Common Shares held by the filing person as of the date hereof.
Additionally, the percentage ownership of the filing person is calculated based on an aggregate number of 95,192,812 Common Shares outstanding as of February 17, 2021. Upon the contribution of Common Shares held by each of (i) the
Rolling Shareholders (other than Blenheim Holdings Ltd. and Olympic LNG Investments Ltd.) (as defined herein) and (ii) the Additional Rolling Shareholders (as defined herein), each to BSIH (as defined herein), the aggregate amount of
Common Shares beneficially owned by the filing person will increase by 10,660,198 and be equal to 41,460,198, and the percentage ownership of the filing person will increase to 43.6% to reflect such contributions. See “Item 4.—Purpose of
Transaction”.
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Blenheim Holdings Ltd.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☒
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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WC
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Bermuda
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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30,800,000
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8
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SHARED VOTING POWER
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9
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SOLE DISPOSITIVE POWER
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30,800,000
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10
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SHARED DISPOSITIVE POWER
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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30,800,000 (1)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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||||
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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32.4% (1)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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(1) |
The aggregate amount of Common Shares beneficially owned and percentage ownership of the filing person are calculated based on the number of Common Shares held by the filing person as of the date hereof. Additionally, the percentage
ownership of the filing person is calculated based on an aggregate number of 95,192,812 Common Shares outstanding as of February 17, 2021. Upon the contribution of Common Shares held by each of (i) the Rolling Shareholders (other than
Blenheim Holdings Ltd. and Olympic LNG Investments Ltd.) (as defined herein) and (ii) the Additional Rolling Shareholders (as defined herein), each to BSIH (as defined herein), the aggregate amount of Common Shares beneficially owned by the
filing person will increase by 10,660,198 and be equal to 41,460,198, and the percentage ownership of the filing person will increase to 43.6% to reflect such contributions. See “Item 4.—Purpose of Transaction”.
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Blenheim Special Investments Holding Ltd.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☒
|
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Bermuda
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0
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8
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SHARED VOTING POWER
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9
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SOLE DISPOSITIVE POWER
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0
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10
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SHARED DISPOSITIVE POWER
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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0 (1)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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||||
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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0% (1)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
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CO
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|||
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(1) |
The aggregate amount of Common Shares beneficially owned and percentage ownership of the filing person are calculated based on the number of Common Shares held by the filing person as of the date hereof. Additionally, the percentage
ownership of the filing person is calculated based on an aggregate number of 95,192,812 Common Shares outstanding as of February 17, 2021. Upon the contribution of Common Shares held by each of (i) the Rolling Shareholders (other than
Blenheim Holdings Ltd. and Olympic LNG Investments Ltd.) (as defined herein) and (ii) the Additional Rolling Shareholders (as defined herein), each to the filing person, the aggregate amount of Common Shares beneficially owned by the
filing person will be equal to 10,660,198, and the percentage ownership of the filing person will be equal to 11.2% to reflect such contributions. See “Item 4.—Purpose of Transaction”.
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(A) |
By operation of the expiration of the Lock-Up Period set forth in the Lock-Up Agreement filed with the Commission on June 22, 2020, an aggregate number of 6,500,000 Shares are now held in trust by Blenheim for the affiliates of
Blenheim set forth in the chart below. Mr. Livanos disclaims beneficial ownership of the Shares owned by such entities.
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Entity
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Amount
|
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Falconera Navigation Inc.
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2,000,000
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Maple Tree Holdings Ltd.
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1,700,000
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Eleanor Investments Holdings
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600,000
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JP Jones Holdings Limited
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600,000
|
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Nelson Equity Limited
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600,000
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Thatcher Investments Limited
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600,000
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Acer Tree SA
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200,000
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Ash Tree SA
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200,000
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(B) |
the entry into (i) the agreement and plan of merger, by and among the Issuer, GEPIF III Crown Bidco L.P., a Cayman Islands exempted limited partnership (“Parent”), and GEPIF III Crown MergerCo
Limited, a Bermuda exempted company and a wholly owned subsidiary of Parent (“Merger Sub”, together with Parent, “GEPIF”), dated as of February 21, 2021 (the
“Merger Agreement”) and (ii) the rollover agreement, by and among Parent, the Issuer, Blenheim Holdings Ltd., Olympic LNG Investments Ltd., Blenheim Special Investments Holding Ltd. (“BSIH”), Falconera Navigation Inc., Chiara Holdings Inc., Maple Tree Holdings Ltd., Ash Tree SA, Acer Tree SA, Thatcher Investments Limited, Eleanor Investments Holdings, Nelson Equity Limited and JP
Jones Holdings Limited (such persons, other than Parent and the Issuer, the “Rolling Shareholders”), dated as of February 21, 2021 (the “Rollover Agreement”).
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Reporting Person/ Director/Officer/Control
Person of a Reporting Person |
Address of
Principal Office/Business or Residence Address |
Jurisdiction of
Incorporation/ Citizenship |
Name/Address of
Employer and Occupation |
Principal
Business |
Peter G. Livanos
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c/o Ceres Monaco SAM Gildo Pastor Centre, 7, rue du Gabian, 98000 Monaco
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Greece and United Kingdom
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GasLog Ltd. c/o 69 Akti Miaouli 18537 Piraeus, Greece
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International owner, operator and manager of LNG carriers
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Chairman
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Ceres Shipping Ltd. Clarendon House 2 Church Street, HM11 Hamilton, Bermuda
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Holding Company that has interests in international
operators, owners and managers of LNG carriers and Dry Bulk carriers
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Chairman and sole shareholder
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Ceres Shipping Ltd.
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Clarendon House
2 Church Street
Hamilton, HM11 Bermuda
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Bermuda
|
N/A
|
See above
|
Directors
|
||||
Peter G. Livanos
|
See above
|
See above
|
See above
|
See above
|
Bruce L. Blythe
|
Minera Mews
London SW1W 96D
|
U.S.A. and United
Kingdom
|
GasLog Ltd.
c/o 69 Akti Miaouli 18537 Piraeus, Greece
Director
|
See above
|
Ilias A. Iliopoulos
|
Le Continental
Place des Moulins
MC 98000, Monaco
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Greece
|
Ceres Monaco S.A.M.
Gildo Pastor Center 7 rue du Gabian 98000, Monaco
Managing Director
|
Family Office
|
Jean Haramis
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Le Continental
Place des Moulins
MC 98000, Monaco
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Switzerland
|
Ceres Monaco S.A.M.
Gildo Pastor Center 7
rue du Gabian 98000,
Monaco
Managing Director
|
Family Office
|
|
Officers
|
|||||
Chairman, Chief Executive Officer
|
Peter G. Livanos
|
See above
|
See above
|
See above
|
See above
|
Vice Chairman
|
Bruce L. Blythe
|
See above
|
See above
|
See above
|
See above
|
Chief Financial Officer
|
Athanasios
Thanopoulos
|
6, Parthenonos Street
Paleo Faliro
Athens 17562, Greece
|
Greece
|
DryLog Ltd.
c/o Ceres Monaco
S.A.M.
Gildo Pastor Center 7
rue du Gabian 98000,
Monaco
Chief Financial Officer
|
Holding Company
that has interests in
international
operators, owners and managers of dry
bulk vessels
|
Chief Compliance Officer, Assistant Secretary
|
Konstantinos
Andreou
|
13, Terpsihoris Street
Paleo Faliro
Athens 17562, Greece
|
Greece
|
Drylog Services Ltd.
69, Akti Miaouli Street
18537 Piraeus, Greece
Legal Counsel
|
International
operator of dry bulk
vessels
|
Secretary
|
Conyers Corporate
Services (Bermuda)
Limited
|
Clarendon House
2 Church Street
Hamilton, HM 11 Bermuda
|
Bermuda
|
N/A
|
Resident
representatives
|
Blenheim Holdings Ltd.
|
c/o Ceres Monaco S.A.M.
Gildo Pastor Center 7 rue du Gabian Monte Carlo 98000, Monaco |
Bermuda
|
N/A
|
Holding company
|
|
Directors
|
|||||
Peter G. Livanos
|
See above
|
See above
|
See above
|
See above
|
|
Ilias A. Iliopoulos
|
See above
|
See above
|
See above
|
See above
|
|
Stanislao Faina
|
c/o C Transport
Maritime S.A.M.
Gildo Pastor Center
7 Rue du Gabian
Monte Carlo
MC 98000, Monaco
|
Italy
|
C Transport Maritime
S.A.M.
Gildo Pastor Center 7
rue du Gabian 98000,
Monaco
Legal and Corporate
|
International
operator and
manager of dry bulk
carriers
|
Officers
|
|||||
Chief Executive Officer
|
Peter G. Livanos
|
See above
|
See above
|
See above
|
See above
|
Chief Financial Officer
|
Athanasios
Thanopoulos
|
See above
|
See above
|
See above
|
See above
|
Chief Compliance Officer, Assistant Secretary
|
Konstantinos
Andreou
|
See above
|
See above
|
See above
|
See above
|
Secretary
|
Conyers Corporate
Services (Bermuda)
Limited
|
See above
|
See above
|
See above
|
See above
|
Blenheim Special Investments Holding Ltd.
|
Clarendon House
2 Church Street
Hamilton, HM 11 Bermuda
|
Bermuda
|
N/A
|
Segregated Accounts Company
|
|
Directors
|
|||||
Athanasios Thanopoulos
|
See above
|
See above
|
See above
|
See above
|
|
Ilias A. Iliopoulos
|
See above
|
See above
|
See above
|
See above
|
|
Jean Haramis
|
See above | See above | See above | See above | |
Officers
|
|||||
Compliance Officer
|
Konstantinos
Andreou
|
See above
|
See above
|
See above
|
See above
|
Reporting Officer
|
Elly G. Eleftheriou
|
25 Neapoleos str.
15123 Athens
Greece
|
Greece
|
Ceres Shipping Ltd.
See above
Legal Counsel
|
See above
|
Secretary
|
Conyers Corporate
Services (Bermuda)
Limited
|
See above | See above | See above | See above |
Entity
|
Number of
Shares Directly Owned |
||
Ash Tree SA
|
890,000
|
||
Maple Tree Holdings Ltd.
|
2,239,044
|
||
Acer Tree SA
|
214,500
|
Entity
|
Number of
Shares Directly Owned |
||
Falconera Navigation Inc.
|
2,602,000
|
||
Chiara Holdings S. de R.L.
|
181,000
|
||
Thatcher Investments Limited
|
623,250
|
||
Eleanor Investments Holdings Limited
|
623,250
|
||
Nelson Equity Limited
|
623,250
|
||
JP Jones Holdings Limited
|
623,250
|
Peter G. Livanos | ||||
By:
|
/s/ Peter G. Livanos | |||
Ceres Shipping Ltd. | ||||
By:
|
/s/ Peter G. Livanos | |||
Name: | Peter G. Livanos | |||
Title: | Director | |||
Blenheim Holdings Ltd.
|
||||
By:
|
/s/ Peter G. Livanos | |||
Name: | Peter G. Livanos | |||
Title: | Director | |||
Blenheim Special Investments Holding Ltd.
|
||||
By:
|
/s/ Peter G. Livanos | |||
Name: | Peter G. Livanos | |||
Title: |
Attorney-in-fact
|
|||