SEC Form SC 13D/A filed by AgroFresh Solutions Inc. (Amendment)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
(Rule 13d-101)
§ 240.13d-l(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a)
(Amendment No. 4)*
(Name of Issuer)
(Title of Class of Securities)
(CUSIP Number)
(Date of Event Which Requires Filing of this Statement)
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information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes’).
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1. |
Names of Reporting Persons
PSP AGFS Holdings, L.P.
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2. |
Check The Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐
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3. |
SEC Use Only
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4. |
Source of Funds
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5. |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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6. |
Citizenship or Place of Organization
Delaware
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Number of Shares Beneficially Owned By Each Reporting Person With
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7. |
Sole Voting Power
0
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8. |
Shared Voting Power
0
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9. |
Sole Dispositive Power
0
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10. |
Shared Dispositive Power
0
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11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
0
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12.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
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13. |
Percent of Class Represented by Amount in Row (9)
0%
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14. |
Type of Reporting Person (See Instructions)
PN
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1.
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Names of Reporting Persons
Paine Schwartz Food Chain Fund V GP, L.P.
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2. |
Check The Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐
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3. |
SEC Use Only
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4. |
Source of Funds
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5. |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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6. |
Citizenship or Place of Organization
Cayman Islands
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Number of Shares Beneficially Owned By Each Reporting Person With
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7. |
Sole Voting Power
0
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8. |
Shared Voting Power
0
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9. |
Sole Dispositive Power
0
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10. |
Shared Dispositive Power
0
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11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
0
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12. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
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13. |
Percent of Class Represented by Amount in Row (9)
0%
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14. |
Type of Reporting Person (See Instructions)
PN
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1.
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Names of Reporting Persons
Paine Schwartz Food Chain Fund V GP, Ltd.
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2.
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Check The Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐
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3.
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SEC Use Only
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4.
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Source of Funds
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5.
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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6.
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Citizenship or Place of Organization
Cayman Islands
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Number of Shares Beneficially Owned By Each Reporting Person With
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7.
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Sole Voting Power
0
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8.
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Shared Voting Power
0
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9.
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Sole Dispositive Power
0
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10.
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Shared Dispositive Power
0
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
0
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12.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
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13.
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Percent of Class Represented by Amount in Row (9)
0%
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14.
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Type of Reporting Person (See Instructions)
OO
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This Amendment No. 4 (“Amendment No. 4”) amends and supplements the statement on Schedule 13D filed with the SEC on August 5, 2020, as amended by Amendment No. 1 filed with the SEC on November 3, 2020, Amendment No. 2 filed with the SEC on October 27, 2022 and Amendment No. 3 filed with the SEC on November 21, 2022 (the “Schedule 13D”), with respect to the Issuer’s Common Stock. Capitalized terms used herein and not otherwise defined in this Amendment No. 4 have the meanings set forth in the Schedule 13D.
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(a)
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The information set forth in rows 11 and 13 of the cover pages to this Schedule 13D is incorporated by reference.
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(b)
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The information set forth in rows 7 through 10 of the cover pages to this Schedule 13D is incorporated by reference.
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(c)
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Except as otherwise disclosed herein, including the transactions in connection with the closing of the Merger described in Item 4 of this Statement, the Reporting Persons have not effected any transactions in
the Issuer’s securities in the past 60 days.
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(d)
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Not applicable.
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(e)
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Effective as of March 31, 2023, the Reporting Persons cease to be the beneficial owner of more than 5% of the Issuer’s equity securities.
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Exhibit 8
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Form 8-K filed by the Issuer with the SEC on March 31, 2023.
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Exhibit 9
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Form 10-K filed by the Issuer with the SEC on March 10, 2023, with subsequent 10-K/A filed March 21, 2023.
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PSP AGFS Holdings, L.P. |
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By:
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/s/ Kevin Schwartz
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Name:
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Kevin Schwartz
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Title:
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Chief Executive Officer
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Paine Schwartz Food Chain Fund V GP, L.P. |
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By:
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Paine Schwartz Food Chain Fund V GP, Ltd., its general partner
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By:
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/s/ Kevin Schwartz | |
Name:
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Kevin Schwartz
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Title:
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Director
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Paine Schwartz Food Chain Fund V GP, Ltd.
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By:
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/s/ Kevin Schwartz | |
Name:
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Kevin Schwartz
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Title:
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Director
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