SEC Form SC 13D/A filed by Mesa Air Group Inc. (Amendment)
CUSIP No: 590479135
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SCHEDULE 13D
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Page 2 of 7 pages
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1
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NAMES OF REPORTING PERSONS
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United Airlines Holdings, Inc.
36-2675207
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware, U.S.A.
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0 |
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8
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SHARED VOTING POWER
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4,042,061
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9
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SOLE DISPOSITIVE POWER
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0 |
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10
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SHARED DISPOSITIVE POWER
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4,042,061
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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4,042,061
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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9.9999998% (1)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO, HC
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1. |
This percentage is based on a total of 40,420,611 Shares (as defined herein) outstanding as of February 7, 2023, as reported by the Issuer in its quarterly report on Form 10-Q, filed with the SEC (as defined
herein) on February 9, 2023.
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CUSIP No: 590479135
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SCHEDULE 13D
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Page 3 of 7 pages
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1
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NAMES OF REPORTING PERSONS
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United Airlines, Inc.
74-2099724
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☐
|
||||
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||||
3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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|||
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware, U.S.A.
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0 |
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||||
8
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SHARED VOTING POWER
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4,042,061
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||||
9
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SOLE DISPOSITIVE POWER
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0 |
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10
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SHARED DISPOSITIVE POWER
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4,042,061
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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4,042,061
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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||||
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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9.9999998% (1)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO, HC
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1. |
This percentage is based on a total of 40,420,611 Shares outstanding as of February 7, 2023, as reported by the Issuer in its quarterly report on Form 10-Q, filed with the SEC on February 9, 2023.
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CUSIP No: 590479135
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SCHEDULE 13D
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Page 4 of 7 pages
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Item 2. |
Identity and Background
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Item 4. |
Purpose of Transaction
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Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
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Item 7. |
Material to be Filed as Exhibits
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Subscription Agreement, dated as of March 6, 2023, by and between Mesa Air Group, Inc. and United Airlines, Inc.
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Registration Rights Agreement, dated as of March 6, 2023, by and between Mesa Air Group, Inc. and United Airlines, Inc.
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*Filed herewith
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CUSIP No: 590479135
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SCHEDULE 13D
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Page 5 of 7 pages
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United Airlines Holdings, Inc.
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By:
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/s/ Robert S. Rivkin
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Name: Robert S. Rivkin
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Title: Senior Vice President and Chief Legal Officer
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United Airlines, Inc.
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By:
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/s/ Gerald Laderman
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Name: Gerald Laderman
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Title: Executive Vice President and Chief Financial Officer
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CUSIP No: 590479135
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SCHEDULE 13D
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Page 6 of 7 pages
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Name and Position
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Present Principal Occupation or Employment
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Edward M. Philip
Chairman and Independent Director |
Former Chief Operating Officer, Partners in Health
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Carolyn Corvi
Independent Director
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Former Vice President and General Manager, The Boeing Company
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Matthew Friend
Independent Director
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Executive Vice President and Chief Financial Officer, NIKE, Inc.
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Barney Harford1
Independent Director
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Former Chief Operating Officer, Uber Technologies, Inc.
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Michele J. Hooper
Independent Director
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President and Chief Executive Officer, The Directors’ Council
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Walter Isaacson
Independent Director
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Advisory Partner, Perella Weinberg Partners
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Richard Johnsen
Director
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Chief of Staff to the International President, International Association of Machinists and Aerospace Workers
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James A. C. Kennedy
Independent Director
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Former President and Chief Executive Officer, T. Rowe Price Group, Inc.
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Scott Kirby
Director and Chief Executive Officer
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Chief Executive Officer, United Airlines Holdings, Inc.
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Edward L. Shapiro
Independent Director
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Former Managing Partner, PAR Capital Management, Inc.
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Garth Thompson
Director
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United Pilot and Chair of the United Airlines Pilots Master Executive Council of the Air Lines Pilots Association, International
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Laysha Ward
Independent Director
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Executive Vice President, Chief External Engagement Officer, Target Corporation
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James M. Whitehurst
Independent Director
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Senior Advisor, International Business Machines Corporation
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Name
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Title
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Scott Kirby
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Chief Executive Officer
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Brett J. Hart
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President
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Torbjorn (Toby) J. Enqvist
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Executive Vice President and Chief Operations Officer
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Kate Gebo
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Executive Vice President Human Resources and Labor Relations
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Linda P. Jojo
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Executive Vice President and Chief Customer Officer
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Gerald Laderman
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Executive Vice President and Chief Financial Officer
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Andrew Nocella
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Executive Vice President and Chief Commercial Officer
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CUSIP No: 590479135
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SCHEDULE 13D
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Page 7 of 7 pages
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Name and Position
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Present Principal Occupation or Employment
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Brett J. Hart
Director
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President
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Scott Kirby
Director
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Chief Executive Officer
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Gerald Laderman
Director
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Executive Vice President and Chief Financial Officer
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Name
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Title
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Scott Kirby
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Chief Executive Officer
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Brett J. Hart
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President
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Torbjorn (Toby) J. Enqvist
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Executive Vice President and Chief Operations Officer
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Kate Gebo
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Executive Vice President Human Resources and Labor Relations
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Gregory L. Hart
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Executive Vice President and Chief Growth Officer
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Linda P. Jojo
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Executive Vice President and Chief Customer Officer
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Gerald Laderman
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Executive Vice President and Chief Financial Officer
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Andrew Nocella
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Executive Vice President and Chief Commercial Officer
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Jonathan Roitman
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Executive Vice President and Special Advisor
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