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    SEC Form SC 13G filed by Lumen Technologies Inc.

    9/11/24 11:37:55 AM ET
    $LUMN
    Telecommunications Equipment
    Telecommunications
    Get the next $LUMN alert in real time by email
    SC 13G 1 d836611dsc13g.htm SC 13G SC 13G

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

    SCHEDULE 13G

    Under the Securities Exchange Act of 1934

    (Amendment No. __)*

     

     

    Lumen Technologies, Inc.

    (Name of Issuer)

    Common Stock, Par Value $1.00 Per Share

    (Title of Class of Securities)

    550241103

    (CUSIP Number)

    September 9, 2024

    (Date of Event Which Requires Filing of this Statement)

     

     

    Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed:

    ☐ Rule 13d-1(b)

    ☒ Rule 13d-1(c)

    ☐ Rule 13d-1(d)

     

    *

    The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

    The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

     

     

     


    CUSIP No. 550241103    13G   

     

     1   

     Names of Reporting Persons

     

     Dan Hagan

     2  

     Check the Appropriate Box if a Member of a Group (see instructions)

     

     (a) ☐  (b) ☐

     3  

     SEC Use Only

     

     4  

     Citizenship or Place of Organization

     

     United States of America

    Number of

    Shares  Beneficially 

    Owned by

    Each

    Reporting

    Person

    with:

       5   

     Sole Voting Power

     

     55,000,000

       6  

     Shared Voting Power

     

     -0-

       7  

     Sole Dispositive Power

     

     55,000,000

       8  

     Shared Dispositive Power

     

     -0-

     9   

     Aggregate Amount Beneficially Owned by Each Reporting Person

     

     55,000,000

    10  

     Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

     

     ☐

    11  

     Percent of Class Represented by Amount in Row (9)

     

     5.4%

    12  

     Type of Reporting Person (see instructions)

     

     IN


    Item 1(a) Name of Issuer: Lumen Technologies, Inc.

    Item 1(b) Address of Issuer’s Principal Executive Offices: 100 CenturyLink Drive, Monroe, Louisiana

    Item 2(a) Name of Person Filing: Dan Hagan.

    Item 2(b) Address of Principal Business Office or, if None, Residence: 601 E Broadway, Suite 203, PO Box 1225 Columbia, Missouri 65205

    Item 2(c) Citizenship: United States of America

    Item 2(d) Title of Class of Securities: Common Stock, par value $1.00 per share

    Item 2(e) CUSIP No.: 550241103

    Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the Person Filing is a: Not applicable.

    Item 4. Ownership:

     

      (a)

    Amount beneficially owned: 55,000,000 shares

     

      (b)

    Percent of class: 5.4% (1)

     

      (c)

    Number of shares as to which such person has:

     

      (i)

    Sole power to vote or to direct the vote: 55,000,000 shares

     

      (ii)

    Shared power to vote or to direct the vote: -0-

     

      (iii)

    Sole power to dispose or to direct the disposition of: 55,000,000 shares

     

      (iv)

    Shared power to dispose or to direct the disposition of: -0-

    (1) The percentage ownership information is calculated based upon 1,016,810,054 shares of common stock of the Issuer issued and outstanding as of August 2, 2024, as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 6, 2024.

    Item 5. Ownership of 5 Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☐

    Item 6. Ownership of More than 5 Percent on Behalf of Another Person: Not applicable

    Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: Not applicable

    Item 8. Identification and Classification of Members of the Group: Not applicable

    Item 9. Notice of Dissolution of Group: Not applicable


    Item 10. Certification:

    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a–11.

    Signature

    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     

    Date: September 10, 2024    

    /s/ Dan Hagan

        Name:   Dan Hagan
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