• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • AI SuperconnectorNEW
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • AI SuperconnectorNEW
  • Settings
  • RSS Feeds
PublishGo to AppAI Superconnector
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI superconnector for talent & startupsNEW
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form SC 13G filed by Rocket Companies Inc.

    1/12/24 9:46:22 AM ET
    $RKT
    Finance: Consumer Services
    Finance
    Get the next $RKT alert in real time by email
    SC 13G 1 Rocket_Companies_Inc.htm FILING ROCKET COMPANIES, INC. Schedule 13G


     
    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
     
    SCHEDULE 13G
     
     
    Under the Securities Exchange Act of 1934
    (Amendment No. )*
     
    Rocket Companies, Inc. 

    (Name of Issuer)
     
    Class A common stock, par value $0.00001 per share

    (Title of Class of Securities)
     
    77311W101

    (CUSIP Number)
     
    December 29, 2023

    (Date of Event Which Requires Filing of this Statement)
     
    Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
     
         x  Rule 13d-1(b)
     
         o  Rule 13d-1(c)
     
         o  Rule 13d-1(d)
     
    * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
     
    The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
     


     
     

     
     
    CUSIP No.  77311W101            
     
               
    1   NAMES OF REPORTING PERSONS

    I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
      JPMORGAN CHASE & CO.

    13-2624428
         
    2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)



      (a)   o
      (b)   o
         
    3   SEC USE ONLY
       
       
         
    4   CITIZENSHIP OR PLACE OF ORGANIZATION
       
      Delaware
           
    NUMBER OF SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON WITH:  5   SOLE VOTING POWER
       
      6,721,879
         
    6   SHARED VOTING POWER
       
      0
         
    7   SOLE DISPOSITIVE POWER
       
      7,025,379
         
    8   SHARED DISPOSITIVE POWER
       
      62
         
    9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
       
      7,026,220
         
    10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
       
      o
         
    11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
       
      5.2 %
         
    12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
       
      HC
     

    FOOTNOTES
       
     
     
     

     
     
    Item 1.


     
    (a)
    Name of Issuer
     
     
    Rocket Companies, Inc.


     
    (b)
    Address of Issuer’s Principal Executive Offices
     
     
    1050 Woodward Avenue,
    Detroit, MI 48226


    Item 2.


     
    (a)
    Name of Person Filing
     
     
    JPMORGAN CHASE & CO.


     
    (b)
    Address of Principal Business Office or, if none, Residence
     
     
    383 Madison Avenue
    New York, NY 10179


     
    (c)
    Citizenship
     
     
    Delaware


     
    (d)
    Title of Class of Securities
     
     
    Class A common stock, par value $0.00001 per share


     
    (e)
    CUSIP Number
     
     
    77311W101


     
    Item 3.
    If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:


     
    (a)
    o
    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).


     
    (b)
    o
    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).


     
    (c)
    o
    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).


     
    (d)
    o
    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).


     
    (e)
    o
    An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);


     
    (f)
    o
    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);


     
    (g)
    x
    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);


     
    (h)
    o
    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);


     
    (i)
    o
    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);


     
    (j)
    o
    A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).


     
    (k)
    o
    A group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:


     
     
     

     
     
    Item 4.
    Ownership.
     
    Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.


     
    (a)
    Amount beneficially owned: 7,026,220


     
    (b)
    Percent of class: 5.2 %


     
    (c)
    Number of shares as to which the person has:


     
    (i)
    Sole power to vote or to direct the vote: 6,721,879


     
    (ii)
    Shared power to vote or to direct the vote: 0


     
    (iii)
    Sole power to dispose or to direct the disposition of: 7,025,379


     
    (iv)
    Shared power to dispose or to direct the disposition of: 62


    Item 5.
    Ownership of Five Percent or Less of a Class
     
    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o .
     
     
     
    Item 6.
    Ownership of More than Five Percent on Behalf of Another Person.
     
    Not Applicable
     
    Item 7.
    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
     
    J.P. Morgan Trust Company of Delaware
    J.P. Morgan Securities LLC
    J.P. MORGAN SE
    JPMorgan Chase Bank, National Association
    J.P. Morgan Investment Management Inc.
    55I, LLC
    J.P. Morgan Private Wealth Advisors LLC
     
    Item 8.
    Identification and Classification of Members of the Group
     
    Not Applicable
     
    Item 9.
    Notice of Dissolution of Group
     
    Not Applicable
     
     
     

     
     
     
    Item 10.
    Certification
       
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
     
     


    SIGNATURE


    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
     
     
      JPMORGAN CHASE & CO.

     
           
    Date: January 12, 2024
    By:
    /s/  Rachel Tsvaygoft  
        Name: Rachel Tsvaygoft  
        Title:  Vice President  
           
     
    Footnotes:


    Attention:
    Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
     
     



    Get the next $RKT alert in real time by email

    Crush Q3 2025 with the Best AI Superconnector

    Stay ahead of the competition with Standout.work - your AI-powered talent-to-startup matching platform.

    AI-Powered Inbox
    Context-aware email replies
    Strategic Decision Support
    Get Started with Standout.work

    Recent Analyst Ratings for
    $RKT

    DatePrice TargetRatingAnalyst
    9/10/2025$24.00Neutral → Buy
    BofA Securities
    8/19/2025$25.00Buy
    BTIG Research
    8/14/2025$16.00Equal-Weight
    Morgan Stanley
    4/8/2025$14.00Underweight → Equal Weight
    Barclays
    4/2/2025$16.00Hold → Buy
    Deutsche Bank
    4/2/2025$14.00Underperform → Mkt Perform
    Keefe Bruyette
    1/10/2025$11.50Sell → Neutral
    UBS
    12/10/2024$16.00 → $11.50Mkt Perform → Underperform
    Keefe Bruyette
    More analyst ratings

    $RKT
    Insider Purchases

    Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

    View All

    Director Rizik Matthew bought $8,746 worth of shares (634 units at $13.79), increasing direct ownership by 0.09% to 707,528 units (SEC Form 4)

    4 - Rocket Companies, Inc. (0001805284) (Issuer)

    6/28/24 5:00:54 PM ET
    $RKT
    Finance: Consumer Services
    Finance

    Director Rizik Matthew bought $10,884 worth of shares (786 units at $13.85), increasing direct ownership by 0.11% to 706,894 units (SEC Form 4)

    4 - Rocket Companies, Inc. (0001805284) (Issuer)

    6/26/24 6:29:51 PM ET
    $RKT
    Finance: Consumer Services
    Finance

    Director Rizik Matthew bought $8,648 worth of shares (622 units at $13.90), increasing direct ownership by 0.09% to 706,108 units (SEC Form 4)

    4 - Rocket Companies, Inc. (0001805284) (Issuer)

    6/21/24 5:36:23 PM ET
    $RKT
    Finance: Consumer Services
    Finance

    $RKT
    Analyst Ratings

    Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

    View All

    Rocket Companies upgraded by BofA Securities with a new price target

    BofA Securities upgraded Rocket Companies from Neutral to Buy and set a new price target of $24.00

    9/10/25 7:57:33 AM ET
    $RKT
    Finance: Consumer Services
    Finance

    BTIG Research initiated coverage on Rocket Companies with a new price target

    BTIG Research initiated coverage of Rocket Companies with a rating of Buy and set a new price target of $25.00

    8/19/25 8:35:39 AM ET
    $RKT
    Finance: Consumer Services
    Finance

    Morgan Stanley resumed coverage on Rocket Companies with a new price target

    Morgan Stanley resumed coverage of Rocket Companies with a rating of Equal-Weight and set a new price target of $16.00

    8/14/25 8:23:26 AM ET
    $RKT
    Finance: Consumer Services
    Finance

    $RKT
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    View All

    Director Olson Tagar was granted 278,340 shares (SEC Form 4)

    4 - Rocket Companies, Inc. (0001805284) (Issuer)

    10/2/25 5:57:43 PM ET
    $RKT
    Finance: Consumer Services
    Finance

    Pres. & CEO of Rocket Mortgage Bray Jesse K was granted 19,649,876 shares (SEC Form 4)

    4 - Rocket Companies, Inc. (0001805284) (Issuer)

    10/2/25 5:57:00 PM ET
    $RKT
    Finance: Consumer Services
    Finance

    SEC Form 3 filed by new insider Olson Tagar

    3 - Rocket Companies, Inc. (0001805284) (Issuer)

    10/2/25 5:54:02 PM ET
    $RKT
    Finance: Consumer Services
    Finance

    $RKT
    Press Releases

    Fastest customizable press release news feed in the world

    View All

    $RKT
    SEC Filings

    View All

    Home Sellers Are Cutting Prices at a Record Rate to Lure Skittish Buyers

    Redfin reports the typical home that sold in August went for nearly 4% under its asking price—the steepest discount for that month since 2019 One of every six (16.7%) U.S. home sellers dropped their asking price in August, up from 15.9% a year earlier and the highest share for that month in records dating back to 2012. That's according to a new report from Redfin, the real estate brokerage powered by Rocket. August saw the highest share for any time of year except the previous two months, when the portion of listings with a price cut hit 16.8% (June) and 17.4% (July). Note that the share of listings with price drops typically declines from June/July to August because that's the seasonal

    10/2/25 8:30:00 AM ET
    $RKT
    Finance: Consumer Services
    Finance

    Redfin Reports Pending Home Sales Slide, But There Are Bright Spots: Buyers Have Bargaining Power, Starter-Home Sales Improving

    Pending U.S. home sales fell 1% year over year as mortgage rates ticked up after nine straight weeks of declines. Some would-be buyers are hesitant due to economic uncertainty, including jitters about potential layoffs and the government shutdown. Pending U.S. home sales fell roughly 1% from a year earlier during the four weeks ending September 28, the biggest decline in nearly five months, according to a new report from Redfin, the real estate brokerage powered by Rocket. On a local level, pending sales fell in 30 of the 50 largest U.S. metro areas, led by Houston (-15.4% year over year), Denver (-12.3%) and Las Vegas (-11.2%). There are several reasons would-be homebuyers are backing

    10/2/25 8:00:00 AM ET
    $RKT
    Finance: Consumer Services
    Finance

    Bentley Systems Set to Join S&P MidCap 400 and Western Union to Join S&P SmallCap 600

    NEW YORK, Oct. 1, 2025 /PRNewswire/ -- Bentley Systems Inc. (NASD: BSY) will replace Western Union Co. (NYSE:WU) in the S&P MidCap 400, and Western Union will replace Mr. Cooper Group Inc. (NASD: COOP) in the S&P SmallCap 600 effective prior to the opening of trading on Monday, October 6. Rocket Companies Inc. (NYSE:RKT) acquired Mr. Cooper Group in a deal that closed today, October 1. Western Union's market capitalization is more representative of the small-cap market space. Following is a summary of the changes that will take place prior to the open of trading on the effective date: Effective Date Index Name        Action Company Name Ticker GICS Sector October 6, 2025   S&P MidCap

    10/1/25 6:03:00 PM ET
    $BSY
    $RKT
    $SPGI
    Computer Software: Prepackaged Software
    Technology
    Finance: Consumer Services
    Finance

    SEC Form S-8 filed by Rocket Companies Inc.

    S-8 - Rocket Companies, Inc. (0001805284) (Filer)

    10/1/25 4:41:16 PM ET
    $RKT
    Finance: Consumer Services
    Finance

    SEC Form S-3ASR filed by Rocket Companies Inc.

    S-3ASR - Rocket Companies, Inc. (0001805284) (Filer)

    10/1/25 4:39:42 PM ET
    $RKT
    Finance: Consumer Services
    Finance

    Rocket Companies Inc. filed SEC Form 8-K: Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Creation of a Direct Financial Obligation, Leadership Update, Regulation FD Disclosure, Other Events, Financial Statements and Exhibits

    8-K - Rocket Companies, Inc. (0001805284) (Filer)

    10/1/25 4:17:17 PM ET
    $RKT
    Finance: Consumer Services
    Finance

    $RKT
    Leadership Updates

    Live Leadership Updates

    View All

    Bentley Systems Set to Join S&P MidCap 400 and Western Union to Join S&P SmallCap 600

    NEW YORK, Oct. 1, 2025 /PRNewswire/ -- Bentley Systems Inc. (NASD: BSY) will replace Western Union Co. (NYSE:WU) in the S&P MidCap 400, and Western Union will replace Mr. Cooper Group Inc. (NASD: COOP) in the S&P SmallCap 600 effective prior to the opening of trading on Monday, October 6. Rocket Companies Inc. (NYSE:RKT) acquired Mr. Cooper Group in a deal that closed today, October 1. Western Union's market capitalization is more representative of the small-cap market space. Following is a summary of the changes that will take place prior to the open of trading on the effective date: Effective Date Index Name        Action Company Name Ticker GICS Sector October 6, 2025   S&P MidCap

    10/1/25 6:03:00 PM ET
    $BSY
    $RKT
    $SPGI
    Computer Software: Prepackaged Software
    Technology
    Finance: Consumer Services
    Finance

    Rocket Appoints Viral Nation as Social Media Agency of Record, Replacing Glossy Social Feeds with Real Stories

    TORONTO, Aug. 12, 2025 /PRNewswire/ -- Viral Nation, a global leader in social-first transformation, today announced it has been named the Social Media Agency of Record for Rocket, the Detroit-based fintech platform including mortgage, real estate, title, and personal finance businesses. Rocket will leverage Viral Nation's influencer marketing, social strategy, community management, and social content creation abilities to deliver raw, relatable homeownership stories that break through social media's glossy facade. At a time when nearly 80% of social media users turn to their

    8/12/25 9:00:00 AM ET
    $RKT
    Finance: Consumer Services
    Finance

    Regional Management Corp. Appoints Julie Booth to Its Board of Directors

    Regional Management Corp. (NYSE:RM), a diversified consumer finance company, today announced the appointment of Julie Booth to its Board of Directors, effective immediately. Ms. Booth most recently served as Chief Financial Officer and Treasurer of Rocket Companies (NYSE:RKT) ("Rocket"), the Detroit-based fintech platform company with mortgage, real estate, and personal finance businesses. Ms. Booth's appointment increases the size of Regional Management's Board of Directors from eight directors to nine directors. Ms. Booth will serve as a member of the Audit Committee of Regional Management's Board of Directors. "We are excited to welcome Julie to our Board," said Maria Contreras-Sweet,

    3/13/25 4:15:00 PM ET
    $RKT
    $RM
    Finance: Consumer Services
    Finance

    $RKT
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    View All

    Amendment: SEC Form SC 13G/A filed by Rocket Companies Inc.

    SC 13G/A - Rocket Companies, Inc. (0001805284) (Subject)

    11/14/24 2:20:13 PM ET
    $RKT
    Finance: Consumer Services
    Finance

    Amendment: SEC Form SC 13G/A filed by Rocket Companies Inc.

    SC 13G/A - Rocket Companies, Inc. (0001805284) (Subject)

    11/12/24 10:34:15 AM ET
    $RKT
    Finance: Consumer Services
    Finance

    SEC Form SC 13G/A filed by Rocket Companies Inc. (Amendment)

    SC 13G/A - Rocket Companies, Inc. (0001805284) (Subject)

    2/14/24 4:24:45 PM ET
    $RKT
    Finance: Consumer Services
    Finance

    $RKT
    Insider purchases explained

    Analytical look into recent insider purchases

    View All

    Breaking: Stock Acquired at Rocket Companies Inc. on Jun 21

    Recently, there has been a series of insider purchases at Rocket Companies Inc. by Director Rizik Matthew. On 2024-06-21, Director Rizik Matthew made a purchase of $8,648 worth of shares, acquiring 622 units at a price of $13.90. This transaction increased his direct ownership by 0.09% to 706,108 units, as reported in SEC Form 4. This purchase indicates confidence from an insider in the company's prospects. Building up to this latest purchase, Rizik Matthew had also bought shares in the previous month. On 2024-05-31, he acquired $4,375 worth of shares (317 units at $13.80), increasing his direct ownership by 0.05% to 702,497 units. Following this, he made purchases on 2024-06-05, 2024-06-07

    6/22/24 7:57:56 PM ET
    $RKT
    Finance: Consumer Services
    Finance

    Insider Analysis: Purchase at Rocket Companies Inc. on Jun 7

    Rizik Matthew, a prominent figure at Rocket Companies Inc., has been steadily increasing his direct ownership in the company through a series of insider purchases over the past couple of months. The most recent purchase, which took place on June 7, 2024, saw Rizik Matthew acquiring $8,630 worth of shares, equivalent to 602 units at $14.34 per share. This transaction resulted in a marginal increase in his direct ownership by 0.09%, bringing his total direct ownership to 703,727 units as reported in the SEC Form 4. When we examine the pattern of Rizik Matthew's insider purchases leading up to the latest transaction, we can observe a consistent trend of incremental increases in direct ownershi

    6/10/24 12:42:26 AM ET
    $RKT
    Finance: Consumer Services
    Finance

    $RKT
    Financials

    Live finance-specific insights

    View All

    Mr. Cooper Group Inc. Stockholders Approve Merger Agreement with Rocket Companies, Inc.

    Mr. Cooper Group Inc. (NASDAQ:COOP) ("Mr. Cooper" or the "Company") today announced that at a special meeting of Company stockholders held earlier today, its stockholders voted to adopt the Company's merger agreement with Rocket Companies, Inc. ("Rocket") (NYSE:RKT). As previously announced, under the terms of the merger agreement, Mr. Cooper stockholders are entitled to receive 11 shares of Rocket Class A common stock for each share of Mr. Cooper common stock. Additionally, Mr. Cooper may declare and pay a dividend of $2.00 per share of Mr. Cooper common stock prior to the effective time of the transaction. The final voting results of the Company's special meeting will be reported in a

    9/3/25 4:00:00 PM ET
    $COOP
    $RKT
    Finance: Consumer Services
    Finance

    Rocket Companies to Announce Second Quarter 2025 Results on July 31, 2025

    DETROIT, July 17, 2025 /PRNewswire/ -- Rocket Companies, Inc. (NYSE:RKT) ("Rocket Companies" or the "Company"), the Detroit-based fintech platform including mortgage, real estate, title and personal finance businesses, today announced that the Company will issue its second quarter 2025 earnings on July 31, 2025. Leadership will host a conference call to discuss results at 4:30 p.m. ET on that date and a press release detailing the Company's results will be issued prior to the call. RKT) is a Detroit-based fintech platform company including mortgage, real estate and personal finance businesses: Rocket Mortgage, Redfin, Rocket

    7/17/25 4:05:00 PM ET
    $RKT
    Finance: Consumer Services
    Finance

    Rocket Companies Announces First Quarter 2025 Results

    Generated Q1'25 total revenue, net of $1.0 billion and adjusted revenue of $1.3 billion. Adjusted revenue came in at the high end of our guidance rangeReported Q1'25 GAAP net loss of $212 million, or $0.08 GAAP diluted loss per share and adjusted net income of $80 million, or $0.04 adjusted diluted earnings per shareDelivered Q1'25 adjusted EBITDA of $169 millionDETROIT, May 8, 2025 /PRNewswire/ -- Rocket Companies, Inc. (NYSE:RKT) ("Rocket Companies" or the "Company"), the Detroit-based fintech platform company including mortgage, real estate, title and personal finance businesses, today announced results for the first quarter ended March 31, 2025.

    5/8/25 4:05:00 PM ET
    $RKT
    Finance: Consumer Services
    Finance