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    SEC Form SC 13G/A filed by Gold Fields Limited (Amendment)

    2/11/22 12:19:06 PM ET
    $GFI
    Precious Metals
    Basic Materials
    Get the next $GFI alert in real time by email
    SC 13G/A 1 goldfields13ga.htm schedule13g.htm


     
     
    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
     
    SCHEDULE 13G
    Under the Securities Exchange Act of 1934
    (Amendment No. 8)*
     
     
    Gold Fields Ltd

    (Name of Issuer) 

    COMMON SHARES 

     
    (Title of Class of Securities)

    38059T106
     

     (CUSIP Number)

    December 31, 2021 - Year End Filing
     

     (Date of Event Which Requires Filing of this Statement)
     
    Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
     
    [X] Rule 13d-1(b)
    [   ] Rule 13d-1(c)
    [   ] Rule 13d-1(d)
     
    *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
     
     
    The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 
     
    Page 1 of 5 pages
     





    CUSIP No.           38059T106

     
    1.
    Names of Reporting Persons 
    I.R.S. Identification Nos. of above persons (entities only) 
    Van Eck Associates Corporation  
    666 Third Ave. - 9th Floor, New York, New York 10017 

    2.
    Check the Appropriate Box if a Member of a Group (See Instructions) 
    (a)
                   N/A 
    (b) 
     

     
    3
    SEC Use Only 

     
    4.
    Citizenship or Place of Organization:       Delaware

     
    Number of
    Shares
    Beneficially
    Owned by
    Each
    Reporting
    Person With 
    5.
    Sole Voting Power 
    44,384,322 common shares 
     
     
     
    6.
    Shared Voting Power 
    None 
     
     
     
    7.
    Sole Dispositive Power 
    44,548,432 common shares 
     
     
     
    8.
    Shared Dispositive Power 
     None

     
    9.
    Aggregate Amount Beneficially Owned by Each Reporting Person 44,548,432 Common Shares are held within mutual funds and other client accounts managed by Van Eck Associates Corporation, none of which individually owns more than 5% of the outstanding shares.

    10.
    Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)      N/A 

     
    11.
    Percent of Class Represented by Amount in Row (9)     5.03% 

     
    12.
    Type of Reporting Person (See Instructions)       IA
     
    Page 2 of 5 pages
     


     


     

     
     
     
    Item 1. (a)
    Name of Issuer
    Gold Fields Ltd
     
     
    Item 1. (b)
    Address of Issuer's Principal Executive Offices
    150 Helen Road, Sandown, Sandton, South Africa, 2196
     
     
    Item 2. (a)
    Name of Person Filing
    Van Eck Associates Corporation
     
     
    Item 2. (b)
    Address of Principal Business Office or, if none, Residence
    666 Third Ave. - 9th Floor, New York, New York 10017 
     
     
    Item 2. (c)
    Citizenship or Place of Organization:
    Delaware 
     
     
    Item 2. (d)
    Title of Class of Securities
    Common Shares 
     
     
    Item 2. (e)
    CUSIP Number
    Not Applicable 
     
     
    Item 3.
    If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
     
     
    (a)
     [   ] 
    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). 
     
     
     
    (b)
     [   ] 
    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). 
     
     
     
    (c)
     [   ] 
    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). 
     
     
     
    (d)
     [   ] 
    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). 
     
     
     
    (e)
     [X] 
    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); 
     
     
     
    (f)
     [   ] 
    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
     
     
     
    (g)
     [   ] 
    A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); 
     
     
     
    (h)
     [   ] 
    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); 
     
     
     
    (i)
     [   ] 
    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
     
     
     
    (j) 
     [   ] 
    Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
     
     
     
    Page 3 of 5 pages 
     


     


     
     
     
     
    Item 4.
    Ownership.
     
     
     
     
    (a)     
    Amount beneficially owned: 44,548,432 Common Shares 
     
     
    (b)     
    Percent of class: 5.03%  
     
     
    (c)     
    Number of shares as to which the person has: 
     
     
     
     
    (i)     
    Sole power to vote or to direct the vote     44,384,322 Common Shares 
     
     
     
     
    (ii)     
    Shared power to vote or to direct the vote      None 
     
     
     
     
    (iii)     
    Sole power to dispose or to direct the disposition of     44,548,432 Common Shares 
     
     
     
     
    (iv)     
    Shared power to dispose or to direct the disposition of      None 
     
    Item 5.
    Ownership of Five Percent or Less of a Class
    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:
    [ ]
     
     
    Item 6.
    Ownership of More than Five Percent on Behalf of Another Person.
    Not applicable. 
     
     
    Item 7.
    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
    Not applicable. 
     
     
    Item 8.
    Identification and Classification of Members of the Group
    Not applicable. 
     
     
    Item 9.
    Notice of Dissolution of Group
    Not applicable. 
     
     
    Item 10.
    Certification
     
     
     
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 
     
     
     
    Page 4 of 5 pages
     
     


     


     
     
    SIGNATURE  
     
    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
     
     
    February 10, 2022
     
     
     
    Date 
     
     
     
    /S/ Ashley Sousa
     

     
    Signature 
     
    Ashley Sousa, Manager
     

     
     
    Name/Title 

     
    The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath this signature. 
     
    Page 5 of 5 pages 
     



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