• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Dashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlerts
    Company
    AboutQuantisnow PlusContactJobs
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form SC 13G/A filed by Orix Corp (Amendment)

    2/5/24 6:24:58 AM ET
    $IX
    Diversified Financial Services
    Finance
    Get the next $IX alert in real time by email
    SC 13G/A 1 orx1312481sc13ga3.htm AMENDMENT NO. 3

     

     

     

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION 

    Washington, D.C. 20549

     ________________ 

      

    SCHEDULE 13G/A

     

    Under the Securities Exchange Act of 1934

     

    (Amendment No. 3)*

     

     

    ORIX Corporation
    (Name of Issuer)
     
    Common Stock
    (Title of Class of Securities)
     
    686330101
    (CUSIP Number)
     
    December 31, 2023
    (Date of Event which Requires Filing of this Statement)

     

    Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     

    ☒       Rule 13d-1(b)

     

    ☐       Rule 13d-1(c)

     

    ☐       Rule 13d-1(d)

     

    _____________________________

    * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

     

    The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

     

     

     Page 1 of 6 
     

     

    CUSIP No. 686330101                 13G/A  

     

    1.

    NAMES OF REPORTING PERSONS

     

    Sumitomo Mitsui Trust Holdings, Inc.

      

    2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)    ☐
       

    (b)    ☐

     

    3.

    SEC USE ONLY

     

    4.

    CITIZENSHIP OR PLACE OF ORGANIZATION

     

    Japan

     

    NUMBER OF
    SHARES
    BENEFICIALLY
    OWNED BY
    EACH
    REPORTING
    PERSON WITH
    5.

    SOLE VOTING POWER

    0

     

    6.

    SHARED VOTING POWER

    61,168,900

     

    7.

    SOLE DISPOSITIVE POWER

    0

     

    8.

    SHARED DISPOSITIVE POWER

    66,999,000

     

    9.

    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

     

    66,999,000

     

    10.

    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)

     

    ☐

    11.

    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

     

    5.4%

    12.

    TYPE OF REPORTING PERSON (see instructions)

     

    HC, FI

     

     Page 2 of 6 
     

     

     Item 1(a). Name of Issuer:

     

    ORIX Corporation

     

    Item 1(b). Address of Issuer’s Principal Executive Offices:

     

    World Trade Center Bldg., 2-4-1 Hamamatsu-cho, Minato-ku, Tokyo, 105-6135, Japan

     

    Item 2(a). Name of Person Filing:

     

    Sumitomo Mitsui Trust Holdings, Inc.

     

    Item 2(b). Address of Principal Business Office or, if None, Residence:

     

    1-4-1 Marunouchi, Chiyoda-ku, Tokyo 100-8233, Japan

     

    Item 2(c). Citizenship:

     

    Japan

     

    Item 2(d). Title of Class of Securities:

     

    Common Stock

     

    Item 2(e). CUSIP Number:

     

    686330101

     

    Item 3.If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

     

    (a) ☐  Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
         
    (b) ☐  Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
         
    (c) ☐  Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
         
    (d) ☐  Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
    (e) ☐  An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
         
    (f) ☐  An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
         
    (g) ☒  A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
         
    (h) ☐  A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
    (i) ☐  A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
    (j) ☒  A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
         
    (k) ☐  Group, in accordance with §240.13d-1(b)(1)(ii)(K).

     

    If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: Parent Holding Company

     

     Page 3 of 6 
     

     

    Item 4.Ownership.

     

    Provide the following information regarding the aggregate number and percentage of the class of securities of issuer identified in Item 1.

     

    (a)   Amount beneficially owned: 66,999,000
         
    (b)   Percent of class: 5.4%
         
    (c)   Number of shares as to which such person has:
         
    (i)   Sole power to vote or to direct the vote: 0
         
    (ii)   Shared power to vote or to direct the vote: 61,168,900
         
    (iii)   Sole power to dispose or to direct the disposition of: 0
         
    (iv)   Shared power to dispose or to direct the disposition of: 66,999,000

     

    Item 5.Ownership of Five Percent or Less of a Class.

     

    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. ☐

     

    Item 6.Ownership of More than Five Percent on Behalf of Another Person.

     

    Not applicable.

     

    Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

     

    See Exhibit A.

     

    Item 8.Identification and Classification of Members of the Group.

     

    Not applicable.

     

    Item 9.Notice of Dissolution of Group.

     

    Not applicable.

     

    Item 10.Certifications.

     

    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

     

     Page 4 of 6 
     

     

    SIGNATURE

     

    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     

    Date: February 5, 2024

     

      Sumitomo Mitsui Trust Holdings, Inc.
      (Company)
       
      /s/ Hideaki Takamiya
     

    (Signature)

     

    Hideaki Takamiya / Senior Manager of Risk
    Management Dept 

      (Name/Title)

     

     Page 5 of 6 
     

     

    Exhibit A

    Pursuant to the instructions in Item 7 of Schedule 13G, portions of the securities being reported on by Sumitomo Mitsui Trust Holdings, Inc. as a parent holding company are owned, or may be deemed to be beneficially owned, by its subsidiaries: each of (a) Sumitomo Mitsui Trust Asset Management Co., Ltd. and (b) Nikko Asset Management Co., Ltd. is classified as an investment adviser in accordance with §240.13d-1(b)(1)(ii)(E) and as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J).

     

     

    Page 6 of 6

     

     

     

    Get the next $IX alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $IX

    DatePrice TargetRatingAnalyst
    More analyst ratings

    $IX
    Press Releases

    Fastest customizable press release news feed in the world

    See more
    • ORIX Corporation USA's Growth Capital Business Invests in Piano

      ORIX Corporation USA's ("OCU") Growth Capital business today announced it has successfully closed a debt financing facility for Piano Software, Inc. ("Piano"), a global leader in digital experience management, customer journey orchestration, and advanced analytics. The financing was completed alongside the close of the company's Series D equity fundraise led by Updata Partners, a Washington, D.C.-based growth equity firm focused on technology. "Piano has built an impressive set of market leading, mission-critical products for companies around the world to maximize digital engagement, personalization, and user insights across their customer bases," said Blake Zhang, Senior Director of OCU'

      2/6/25 8:30:00 AM ET
      $IX
      Diversified Financial Services
      Finance
    • Dean Dulchinos Joins ORIX USA as Head of Real Estate Credit

      New Position Focused on Expanding Commercial Real Estate Credit Asset Management ORIX Corporation USA (ORIX USA) announced today the appointment of Dean Dulchinos as Managing Director and Head of Real Estate Credit. Mr. Dulchinos is based in New York and reports to Jeff Abrams, Group Head of Private Credit and Real Estate and Member, Executive Committee. Mr. Dulchinos has over 20 years of experience building and managing global commercial real estate (CRE) platforms, including 17 years at Barings/MassMutual companies in senior leadership positions within global CRE investing, including as Head of Real Estate Debt Portfolio Management and Capital Markets and Head of Structured Investments.

      9/30/24 9:00:00 AM ET
      $IX
      Diversified Financial Services
      Finance
    • ORIX Submits Form 20-F for Filing for the Fiscal Year Ended March 31, 2024

      ORIX Corporation (TYO:8591, NYSE:IX, OTC:ORXCF) has submitted its annual Form 20-F for the fiscal year ended March 31, 2024 to the U.S. Securities and Exchange Commission on June 27, 2024. Please find online versions of the file available for download, as well as a link to the SEC EDGAR format, on ORIX's website at: https://www.orix.co.jp/grp/en/ir/library/20f/index.html ORIX also provides hard copies of the completed audited financial statements free of charge to our shareholders upon request. To receive a copy, please fill out and submit an "Investor Information Request Form" available at: https://www.orix.co.jp/grp/en/contact/inquiry-eng.html About ORIX Group: ORIX Group (TYO:8591,

      6/27/24 9:58:00 PM ET
      $IX
      Diversified Financial Services
      Finance

    $IX
    SEC Filings

    See more
    • SEC Form 6-K filed by ORIX Corporation

      6-K - ORIX CORP (0001070304) (Filer)

      4/25/25 7:24:38 AM ET
      $IX
      Diversified Financial Services
      Finance
    • SEC Form 6-K filed by ORIX Corporation

      6-K - ORIX CORP (0001070304) (Filer)

      4/1/25 6:05:55 AM ET
      $IX
      Diversified Financial Services
      Finance
    • SEC Form 6-K filed by ORIX Corporation

      6-K - ORIX CORP (0001070304) (Filer)

      3/31/25 6:09:19 AM ET
      $IX
      Diversified Financial Services
      Finance

    $IX
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    See more

    $IX
    Leadership Updates

    Live Leadership Updates

    See more

    $IX
    Financials

    Live finance-specific insights

    See more
    • SEC Form SC 13G/A filed by Orix Corp (Amendment)

      SC 13G/A - ORIX CORP (0001070304) (Subject)

      2/5/24 6:24:58 AM ET
      $IX
      Diversified Financial Services
      Finance
    • SEC Form SC 13G/A filed by Orix Corp (Amendment)

      SC 13G/A - ORIX CORP (0001070304) (Subject)

      2/3/23 6:19:23 AM ET
      $IX
      Diversified Financial Services
      Finance
    • SEC Form SC 13G/A filed by Orix Corp (Amendment)

      SC 13G/A - ORIX CORP (0001070304) (Subject)

      2/4/22 6:09:58 AM ET
      $IX
      Diversified Financial Services
      Finance
    • Dean Dulchinos Joins ORIX USA as Head of Real Estate Credit

      New Position Focused on Expanding Commercial Real Estate Credit Asset Management ORIX Corporation USA (ORIX USA) announced today the appointment of Dean Dulchinos as Managing Director and Head of Real Estate Credit. Mr. Dulchinos is based in New York and reports to Jeff Abrams, Group Head of Private Credit and Real Estate and Member, Executive Committee. Mr. Dulchinos has over 20 years of experience building and managing global commercial real estate (CRE) platforms, including 17 years at Barings/MassMutual companies in senior leadership positions within global CRE investing, including as Head of Real Estate Debt Portfolio Management and Capital Markets and Head of Structured Investments.

      9/30/24 9:00:00 AM ET
      $IX
      Diversified Financial Services
      Finance
    • Avolon 2022 Third Quarter Results

      Avolon reports $141 million of net income in Q3 Avolon, the international aircraft leasing company, announces results for the third quarter (Q3) of 2022. 2022 THIRD QUARTER | FINANCIAL & BUSINESS HIGHLIGHTS INCOME & CASHFLOW ($ MILLION) Q3 2022 Q3 2021 9M 2022 9M 2021 Lease Revenue 546 518 1,743 1,598 Operating Cashflow 278 237 903 549 Net Income 141 6 (33) (14) Net Income (excluding Russia) 141 6 227 (14) BALANCE SHEET ($ MILLION) Q3 2022 FY 2021 CHANGE Total Available Liquidity (incl contracted sales) 6,781 6,387 394 Total Assets 30,020 30,984 (964) Secured

      10/25/22 6:00:00 AM ET
      $IX
      Diversified Financial Services
      Finance
    • Avolon Announces Leadership Appointments

      - Ross O'Connor appointed Chief Financial Officer - Felipe Campos appointed Chief Operating Officer - Jim Morrison appointed Chief Risk Officer Avolon, the international aircraft leasing company, announces appointments to the roles of Chief Financial Officer (CFO), Chief Operating Officer (COO), and Chief Risk Officer (CRO). - Ross O'Connor, Avolon's Head of Capital Markets, has been appointed as CFO - Felipe Campos, Avolon's Chief Technical Officer, has been appointed as COO - Jim Morrison, Avolon's Head of Portfolio Management, has been appointed as CRO All three will also join Avolon's Executive Committee (ExCo) with immediate effect. Following a successful transition period, out

      10/5/22 7:00:00 AM ET
      $IX
      Diversified Financial Services
      Finance
    • Partnership of Global Aviation and Airport Leaders to Accelerate Introduction of eVTOL Operations in Brazil

      - Partnership includes Avolon, Corporación América Airports, GOL, Grupo Comporte and Vertical Aerospace - Partnership will explore infrastructure requirements to make eVTOL operations a reality in Brazil this decade A partnership of global leaders in aviation and airports announces its intention to explore the infrastructure requirements to bring eVTOL passenger flight to Brazil within this decade. The partnership includes: This press release features multimedia. View the full release here: https://www.businesswire.com/news/home/20220602005460/en/Partnership between Avolon, Corporación América Airports, GOL, Grupo Comporte and Vertical Aerospace will explore and define vertiport design an

      6/2/22 7:00:00 AM ET
      $CAAP
      $EVTL
      $IX
      Aerospace
      Consumer Discretionary
      Industrials
      Diversified Financial Services
    • Avolon: 2022 First Quarter Results

      Avolon reports increased revenue and cash collections as borders reopen Avolon, the international aircraft leasing company, announces results for the first quarter (Q1) of 2022. 2022 FIRST QUARTER | FINANCIAL HIGHLIGHTS INCOME STATEMENT ($ MILLION) Q1 2022 Q1 2021 CHANGE Lease Revenue 658 470 188 Net Loss (182) (83) (99) Adjusted Net Income/(Loss) (excluding Russia) 80 (83) 163 BALANCE SHEET ($ MILLION) Q1 2022 FY 2021 CHANGE Total Available Liquidity 5,372 6,256 (884) Total Assets 30,521 30,984 (463) Secured Debt / Total Assets 20% 20% - Net Debt to

      5/3/22 6:00:00 AM ET
      $IX
      Diversified Financial Services
      Finance
    • ORIX Capital Partners Invests in Optimad, a Leading Performance Marketing Solutions Provider

      Optimad to Pursue an Organic and Inorganic Growth Strategy ORIX Capital Partners (OCP) announced the acquisition of a majority interest in Optimad Media LLC (Optimad), a leading tech-enabled performance marketing solutions provider serving customers across the Consumer Packaged Goods (CPG) and Film & Entertainment (F&E) segments. This investment is part of OCP's focus on the digital performance marketing space, which OCP expects will benefit from strong secular growth trends as digital advertising spend continues to grow and advertisers continue to shift toward performance-based advertising strategies. Using proprietary targeting, accelerated learning and dynamic optimization capabilities

      5/4/21 9:00:00 AM ET
      $IX
      Diversified Financial Services
      Finance