SEC Form SC 13G/A filed by South Plains Financial Inc. (Amendment)

☐

Rule 13d-1(b)

☐

Rule 13d-1(c)

☒

Rule 13d-1(d)

CUSIP No.

83946P107

(1)

Includes (i) 7,223 shares held individually by Mr. Campbell, (ii) 916 shares covered by outstanding restricted stock units held of record by Mr. Campbell, (iii) 40,000 shares held by Racham Investment Group LLC over which Mr. Campbell exercises the authority to vote and dispose, and (iv) 1,589,386 held by Henry TAW LP over which Mr. Campbell exercises the authority to vote and dispose.

(2)

Percentage based on 16,417,099 shares of common stock outstanding as of December 31, 2023.

CUSIP No.

83946P107

(1)

Pursuant to a voting agreement and irrevocable proxy, Mr. Campbell exercises sole voting authority with respect to the shares of Company common stock held by Henry TAW LP and also has authority to dispose of any such shares.

(2)

Percentage based on 16,417,099 shares of common stock outstanding as of December 31, 2023.

(a)	Name of issuer:  South Plains Financial, Inc. (the “Company”)

(b)	Address of issuer’s principal executive offices:  5219 City Bank Parkway, Lubbock, Texas 79407

(a)	Name of person filing:

(b)	Address or principal business office or, if none, residence:

(c)	Citizenship:

(d)	Title of class of securities: Common Stock, par value $1.00 per share

(e)	CUSIP No.:  83946P107

Item 3.

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

	(a)	☐	Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
	(b)	☐	Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
	(c)	☐	Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
	(d)	☐	Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
	(e)	☐	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
	(f)	☐	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
	(g)	☐	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
	(h)	☐	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

	(i)	☐	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
	(j)	☐	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
	(k)	☐	Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____

(a)	Amount beneficially owned:

(b)	Percent of class:

(c)	Number of shares as to which the person has:

(i)

Sole power to vote or to direct the vote:

(ii)

Shared power to vote or to direct the vote:

(iii)

Sole power to dispose or to direct the disposition of:

(iv)

Shared power to dispose or to direct the disposition of:

Item 5.

Ownership of 5 Percent or Less of a Class.

Item 6.

Ownership of More than 5 Percent on Behalf of Another Person.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Item 8.

Identification and Classification of Members of the Group.

Item 9.

Notice of Dissolution of Group.

Item 10.

Certifications

Dated:  February 14, 2024
	/s/ Richard D. Campbell
	Richard D. Campbell
	Henry Taw LP
	/s/ Richard D. Campbell
	Richard D. Campbell
	President and Chief Executive Officer