Siebert Financial Corp. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
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Item 5.07 Submission of Matters to a Vote of Security Holders.
Siebert Financial Corp. (the “Company”) held its Annual Meeting of Shareholders (the “2024 Annual Meeting”) on November 1, 2024. At the 2024 Annual Meeting, the following proposals were submitted by the Company’s Board of Directors to a vote of the Company’s shareholders and the ratification of the appointment of the Company’s independent registered public accounting firm. The final results of the voting on the proposals are noted below.
Proposal No. 1 - The election of the persons named below as directors to hold office until the Company’s annual meeting of shareholders to be held in 2025 and until his or her successor is duly elected and qualified or until his or her earlier resignation or removal.
| Name | For Nominee | Authority Withheld From Nominee | Broker-Non Votes | |||||||||
| Gloria E. Gebbia | 32,899,284 | 149,633 | — | |||||||||
| John J. Gebbia | 32,914,029 | 134,888 | — | |||||||||
| Charles A. Zabatta | 32,822,127 | 226,790 | — | |||||||||
| Francis V. Cuttita | 32,799,284 | 249,633 | — | |||||||||
| Andrew H. Reich | 32,899,776 | 149,141 | — | |||||||||
| Jerry M. Schneider | 32,892,765 | 156,152 | — | |||||||||
| Hocheol Shin | 32,606,308 | 442,609 | — | |||||||||
Proposal No. 2 - The ratification of the appointment of Crowe LLP (“Crowe) as the Company’s independent registered public accounting firm for fiscal 2024.
| For Proposal No. 2 | Against Proposal No. 2 | Authority Withheld From Proposal No. 2 | Broker-Non Votes | |||||||||||
| 37,074,068 | 279,397 | 45,451 | — | |||||||||||
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
| Dated: November 5, 2024 | SIEBERT FINANCIAL CORP. | |
| By | /s/ Andrew H. Reich | |
|
Andrew H. Reich Executive Vice President, Chief
Operating Officer, (Principal financial and accounting officer) | ||
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