StoneX Group Inc. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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Item 8.01 Other Events.
On August 29, 2025, StoneX Group Inc. (the “Company”) filed a prospectus supplement to the Company’s existing effective shelf registration statement on Form S-3 (File No. 333-285071) registering the resale by the selling stockholders named therein of up to 3,085,554 shares of the Company’s common stock, par value $0.01 per share (the “Shares”), under the Securities Act of 1933, as amended. The Company will not receive any proceeds from the sale of the Shares by the selling stockholders.
A copy of the opinion regarding the validity of the Shares is attached hereto as Exhibit 5.1 and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
Exhibit No. | |
5.1 | Opinion of Davis Polk & Wardwell LLP. |
23.1 | Consent of Davis Polk & Wardwell LLP (contained in its opinion filed as Exhibit 5.1 and incorporated herein by reference). |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
Signature
Pursuant to the Requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the Undersigned hereunto duly authorized.
StoneX Group Inc. | ||
(Registrant) | ||
August 29, 2025 | /s/ WILLIAM J. DUNAWAY | |
(Date) | William J. Dunaway | |
Chief Financial Officer |