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    StoneX Group Inc. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

    8/29/25 4:22:20 PM ET
    $SNEX
    Investment Bankers/Brokers/Service
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    Get the next $SNEX alert in real time by email
    false 0000913760 0000913760 2025-08-29 2025-08-29 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    ____________________________

     

    Form 8-K

    ____________________________

     

    CURRENT REPORT
    Pursuant to Section 13 or 15(d) of the
    Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): August 29, 2025

    ____________________________

     

    StoneX Group Inc.
    (Exact name of registrant as specified in its charter)

    ____________________________

     

    Delaware 000-23554 59-2921318
    (State of Incorporation) (Commission File Number) (IRS Employer ID No.)

     

    230 Park Ave, 10th Floor
    New York, NY 10169
    (Address of principal executive offices, including Zip Code)

     


    (212
    ) 485-3500
    (Registrant’s telephone number, including area code)  

    ____________________________

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐Pre-commencement communications pursuant to rule 14d-2(b) under the Exchange Act 17 CFR 240.14d-2(b))

     

    ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of Each Class   Trading Symbol   Name of each exchange on which registered
    Common Stock, $0.01 par value   SNEX   The Nasdaq Stock Market LLC

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

      

     

     

    Item 8.01 Other Events.

     

    On August 29, 2025, StoneX Group Inc. (the “Company”) filed a prospectus supplement to the Company’s existing effective shelf registration statement on Form S-3 (File No. 333-285071) registering the resale by the selling stockholders named therein of up to 3,085,554 shares of the Company’s common stock, par value $0.01 per share (the “Shares”), under the Securities Act of 1933, as amended. The Company will not receive any proceeds from the sale of the Shares by the selling stockholders.

     

    A copy of the opinion regarding the validity of the Shares is attached hereto as Exhibit 5.1 and incorporated herein by reference.

     

    Item 9.01. Financial Statements and Exhibits

     

    (d) Exhibits

     

    Exhibit No.
       
    5.1 Opinion of Davis Polk & Wardwell LLP.
    23.1 Consent of Davis Polk & Wardwell LLP (contained in its opinion filed as Exhibit 5.1 and incorporated herein by reference).
    104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

     

     

     

    Signature

     

    Pursuant to the Requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the Undersigned hereunto duly authorized.

     

        StoneX Group Inc.
        (Registrant)
    August 29, 2025   /s/ WILLIAM J. DUNAWAY
    (Date)   William J. Dunaway
        Chief Financial Officer

     

     

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