Trio-Tech International filed SEC Form 8-K: Material Modification to Rights of Security Holders, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

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Date of report (Date of earliest event reported): December 31, 2025

 

(Exact Name of Registrant as Specified in Its Charter)

 

 

Block 1008 Toa Payoh North, Unit 03-09

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 

Securities registered or to be registered pursuant to Section 12(b) of the Act:

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b2 of the Securities Exchange Act of 1934 (17 CFR 240.12b2) Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act ☐

 

 

 

On December 19, 2025, Trio-Tech International (the “Company”) announced a two-for-one forward stock split (the “Stock Split”) of the Company’s issued common stock, as previously reported in the Company’s Form 8-K filed on December 19, 2025, as amended. On December 31, 2025, the Company filed an amendment (the “Amendment”) to the Company’s Articles of Incorporation with the Secretary of State of the State of California to effect the Stock Split. The Amendment, which became effective at 12:01 a.m. Eastern Time on January 1, 2026 (the “Effective Date”), is filed as Exhibit 3.1 to this Current Report on Form 8-K. Trading is expected to commence on a split-adjusted basis at market open on January 5, 2026.

 

 

On the Effective Date, the total number of shares of Common Stock held by each stockholder of the Company will be converted automatically into the number of shares of Common Stock equal to the number of issued and outstanding shares of Common Stock held by each such stockholder immediately prior to the Forward Split, multiplied by two. The Company intends to treat stockholders holding shares of Common Stock in “street name” (that is, held through a bank, broker or other nominee) in the same manner as stockholders of record whose shares of Common Stock are registered in their names. Banks, brokers or other nominees will be instructed to effect the Stock Split for their beneficial holders holding shares of our Common Stock in “street name;” however, these banks, brokers or other nominees may apply their own specific procedures for processing the Stock Split.

 

Also on the Effective Date, all options of the Company outstanding immediately prior to the Stock Split will be adjusted by multiplying the number of shares of Common Stock into which the options are exercisable by two and dividing the exercise price thereof by two, all in accordance with the terms of the plans, agreements or arrangements governing such options and subject to rounding to the nearest whole share.

 

No Stockholder Approval Required.

 

The Stock Split was approved by the Board of Directors of the Company (the “Board”) on December 15, 2025. The amendment was adopted in accordance with California Corporation Code Section 902(c), whereby, the, Company, may, effect the Stock Split with Board approval alone so long as there is no more than one class of shares outstanding. As described herein, the Stock Split complies with such requirements.

 

Capitalization.

 

The Stock Split will not have any effect on the number of authorized shares of Common Stock or the par value of the Common Stock. 

 

Immediately after the Stock Split, each stockholder’s percentage ownership interest in the Company and proportional voting power remains unchanged. The rights and privileges of the holders of shares of Common Stock will be unaffected by the Stock Split.

 

 

The information set forth in Item 3.03 of this Current Report on Form 8-K is hereby incorporated by reference into this Item 5.03. A copy of the Amendment is filed as Exhibit 3.1 to this Current Report on Form 8-K.

 

Item 9.01 Financial Statements and Exhibits

 

 

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.