Venu Holding Corporation filed SEC Form 8-K: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics, Regulation FD Disclosure, Financial Statements and Exhibits
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Item 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics.
On October 16, 2025, the Board of Directors of Venu Holding Corporation (the “Company”) adopted an amendment to the Company’s Insider Trading Policy (the “Policy”), which is incorporated into the Company’s Code of Business Conduct and Ethics (the “Code”). The amendment pertains to the provision of the Policy related to margin accounts and stock pledges. As amended, the Policy now provides that persons subject to the Policy may not hold Company securities in a margin account or pledge Company securities as collateral for a loan, except in the case of having received the prior approval of the person serving as the compliance officer of the Policy (or the Board of Directors of a committee thereof), whereas the Policy previously prohibited stock pledges and holding Company securities in a margin account in all cases. As amended, the Policy permits the chief compliance officer to, from time to time, permit stock pledges or margin transactions in limited circumstances and after due consideration and a review of the facts and circumstances, including a determination that any proposed stock pledge or transaction at issue does not present the opportunity for insider trading (or allegations of insider trading (or impermissible tipping)) that the Policy is intended to prevent.
Item 7.01 Regulation FD Disclosure.
On October 17, 2025, the Company issued a press release announcing certain services that it intends to make available through its wholly owned subsidiary, Venu 280, LLC, doing business as Artist 280 (“Artist 280”). The press release is furnished as Exhibit 99.1 hereto. Using an aircraft owned by Artist 280 and operated by an FAA certificated air carrier, the Company will be able to provide access to private air travel to artists that perform at Company venues without having to rely on third-party air-travel services. The aircraft was acquired by Artist 280, in part, with proceeds of a loan extended to Artist 280 in September 2025 by PNC Bank, National Association. Obligations under that loan are secured by the aircraft under an Aircraft Security Agreement. In addition, the Company’s Chief Executive Officer delivered a limited guaranty and suretyship agreement in connection with that loan.
Being able to provide access to private travel services to artists that perform at Company venues directly through Artist 280, as opposed to through outside parties, is expected to allow the Company to save on third-party costs and expenses historically incurred by the Company when artists require private travel arrangements to perform at venues or events as part of their performance contracts. In addition, the incremental ownership and maintenance costs of the aircraft are expected to be offset, in part, by certain tax benefits now afforded to owners of private aircraft.
The information contained in Exhibit 99.1 to this Current Report on Form 8-K is being furnished to the Securities and Exchange Commission and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section. Further, such information shall not be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, unless specifically identified as being incorporated therein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit No. | Description | |
| 99.1 | Press Release dated October 17, 2025 | |
104 |
Cover page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| VENU HOLDING CORPORATION | ||
| (Registrant) | ||
| Dated: October 17, 2025 | By: | /s/ J.W. Roth |
| J.W. Roth | ||
| Chief Executive Officer and Chairman | ||