PSEC Prospect Capital Corporation

Prospect Capital Corporation

Finance: Consumer Services

Finance

Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations, cash flow term loans, market place lending and bridge transactions. It also makes real estate investments particularly in multi-family residential real estate asset class. The fund makes secured debt, senior debt, senior and secured term loans, unitranche debt, first-lien and second lien, private debt, private equity, mezzanine debt, and equity investments in private and microcap public businesses. It focuses on both primary origination and secondary loans/portfolios and invests in situations like debt financings for private equity sponsors, acquisitions, dividend recapitalizations, growth financings, bridge loans, cash flow term loans, real estate financings/investments. It also focuses on investing in small-sized and medium-sized private companies rather than large public companies. The fund typically invests across all industry sectors, with a particular expertise in the energy and industrial sectors. It invests in aerospace and defense, chemicals, conglomerate services, consumer services, ecological, electronics, financial services, machinery, manufacturing, media, pharmaceuticals, retail, software, specialty minerals, textiles and leather, transportation, oil and gas production, coal production, materials, industrials, consumer discretionary, information technology, utilities, pipeline, storage, power generation and distribution, renewable and clean energy, oilfield services, healthcare, food and beverage, education, business services, and other select sectors. It prefers to invest in the United States and Canada. The fund seeks to invest between $10 million to $500 million per transaction in companies with EBITDA between $5 million and $150 million, sales value between $25 million and $500 million, and enterprise value between $5 million and $1000 million. It fund also co-invests for larger deals. The fund seeks control acquisitions by providing multiple levels of the capital structure. The fund focuses on sole, agented, club, or syndicated deals.

IPO Year: 2004

Exchange: NASDAQ

Website: prospectstreet.com

Peers

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Recent Analyst Ratings for Prospect Capital Corporation

Date	Price Target	Rating	Analyst
11/9/2021		Underperform → Market Perform	Raymond James
8/26/2021	$6.00 → $6.50	Underweight	Wells Fargo

See more ratings

Date

Price Target

Rating

Analyst

11/9/2021

Underperform → Market Perform

Raymond James

8/26/2021

$6.00 → $6.50

Underweight

Wells Fargo

Prospect Capital Corporation

Peers

Recent Analyst Ratings for Prospect Capital Corporation

Prospect Capital Corporation

Peers

Recent Analyst Ratings for Prospect Capital Corporation

Prospect Capital Corporation SEC Filings

Prospect Capital Corporation filed SEC Form 8-K: Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

SEC Form 10-Q filed by Prospect Capital Corporation

SEC Form POS EX filed by Prospect Capital Corporation

Prospect Capital Corporation filed SEC Form 8-K: Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation, Other Events, Financial Statements and Exhibits

SEC Form DEFA14A filed by Prospect Capital Corporation

SEC Form POS EX filed by Prospect Capital Corporation

Prospect Capital Corporation filed SEC Form 8-K: Regulation FD Disclosure, Other Events, Financial Statements and Exhibits

SEC Form POS EX filed by Prospect Capital Corporation

SEC Form POS EX filed by Prospect Capital Corporation

SEC Form DEFA14A filed by Prospect Capital Corporation

Prospect Capital Corporation Insider Trading

Chief Operating Officer Eliasek M Grier bought $1,002,700 worth of shares (370,000 units at $2.71), increasing direct ownership by 17% to 2,501,130 units (SEC Form 4)

CHIEF EXECUTIVE OFFICER Barry John F bought $2,517,758 worth of shares (925,000 units at $2.72), increasing direct ownership by 1% to 86,067,158 units (SEC Form 4)

CHIEF EXECUTIVE OFFICER Barry John F bought $1,939,610 worth of shares (741,158 units at $2.62), increasing direct ownership by 0.88% to 85,142,158 units (SEC Form 4)

CHIEF EXECUTIVE OFFICER Barry John F bought $1,021,478 worth of shares (384,000 units at $2.66), increasing direct ownership by 0.46% to 84,401,000 units (SEC Form 4)

CHIEF EXECUTIVE OFFICER Barry John F bought $997,219 worth of shares (374,500 units at $2.66), increasing direct ownership by 0.45% to 84,017,000 units (SEC Form 4)

Director Stark Eugene S bought $6,975 worth of shares (2,500 units at $2.79), increasing direct ownership by 4% to 60,000 units (SEC Form 4)

CHIEF EXECUTIVE OFFICER Barry John F bought $1,008,646 worth of shares (319,000 units at $3.16), increasing direct ownership by 0.38% to 83,585,026 units (SEC Form 4)

CHIEF EXECUTIVE OFFICER Barry John F bought $1,988,763 worth of shares (623,300 units at $3.19), increasing direct ownership by 0.75% to 83,266,026 units (SEC Form 4)

CHIEF EXECUTIVE OFFICER Barry John F bought $101,681 worth of shares (24,000 units at $4.24), increasing direct ownership by 0.03% to 82,594,540 units (SEC Form 4)

CHIEF EXECUTIVE OFFICER Barry John F bought $102,250 worth of shares (24,000 units at $4.26), increasing direct ownership by 0.03% to 82,570,540 units (SEC Form 4)

Prospect Capital Corporation Insider Purchases

Chief Operating Officer Eliasek M Grier bought $1,002,700 worth of shares (370,000 units at $2.71), increasing direct ownership by 17% to 2,501,130 units (SEC Form 4)

CHIEF EXECUTIVE OFFICER Barry John F bought $2,517,758 worth of shares (925,000 units at $2.72), increasing direct ownership by 1% to 86,067,158 units (SEC Form 4)

CHIEF EXECUTIVE OFFICER Barry John F bought $1,939,610 worth of shares (741,158 units at $2.62), increasing direct ownership by 0.88% to 85,142,158 units (SEC Form 4)

CHIEF EXECUTIVE OFFICER Barry John F bought $1,021,478 worth of shares (384,000 units at $2.66), increasing direct ownership by 0.46% to 84,401,000 units (SEC Form 4)

CHIEF EXECUTIVE OFFICER Barry John F bought $997,219 worth of shares (374,500 units at $2.66), increasing direct ownership by 0.45% to 84,017,000 units (SEC Form 4)

Director Stark Eugene S bought $6,975 worth of shares (2,500 units at $2.79), increasing direct ownership by 4% to 60,000 units (SEC Form 4)

CHIEF EXECUTIVE OFFICER Barry John F bought $1,008,646 worth of shares (319,000 units at $3.16), increasing direct ownership by 0.38% to 83,585,026 units (SEC Form 4)

CHIEF EXECUTIVE OFFICER Barry John F bought $1,988,763 worth of shares (623,300 units at $3.19), increasing direct ownership by 0.75% to 83,266,026 units (SEC Form 4)

CHIEF EXECUTIVE OFFICER Barry John F bought $101,681 worth of shares (24,000 units at $4.24), increasing direct ownership by 0.03% to 82,594,540 units (SEC Form 4)

CHIEF EXECUTIVE OFFICER Barry John F bought $102,250 worth of shares (24,000 units at $4.26), increasing direct ownership by 0.03% to 82,570,540 units (SEC Form 4)

Prospect Capital Corporation Press Releases

Prospect Capital Announces Financial Results for September 2025

Prospect Capital Schedules First Fiscal Quarter Earnings Release and Conference Call

National Property REIT Corp., a Prospect Capital Corporation Portfolio Company, Exits Crown Point Property with a 19.1% IRR and 2.6x Cash-on-Cash Multiple

Prospect Capital Corporation Announces Pricing of $167 Million 5.5% Oversubscribed Institutional Unsecured Notes Offering

Prospect Enhanced Yield Fund, a Structured Credit Debt-Oriented Interval Fund, Announces 9.0% Annualized Total Cash Distribution Rate (on Increased Net Asset Value Since Inception) for October 2025 through December 2025

Town & Country Living Launches Eponymous Collection of Fully Coordinated Home Furnishings

Priority Income Fund Announces 22.0% Annualized Total Cash Distribution Rate (on Net Asset Value) with "Bonus" and "Base" Common Shareholder Distributions for September 2025 through November 2025

Prospect Capital Corporation and Affiliate Complete $18 Million Investment in The Ridge

Prospect Capital Announces Financial Results for June 2025

Prospect Capital Schedules Fiscal Year Earnings Release and Conference Call

Prospect Capital Corporation Analyst Ratings

Prospect Capital Corporation Leadership Updates

Prospect Capital upgraded by Raymond James

Wells Fargo reiterated coverage on Prospect Capital with a new price target

Wells Fargo reiterated coverage on Prospect Capital with a new price target

Catalent Appoints Joseph A. Ferraro as Senior Vice President, General Counsel, Chief Compliance Officer, and Secretary

Prospect Capital Corporation Large Ownership Changes

Amendment: SEC Form SC 13D/A filed by Prospect Capital Corporation

SEC Form SC 13D/A filed by Prospect Capital Corporation (Amendment)

Prospect Capital Corporation Financials

Prospect Capital Schedules First Fiscal Quarter Earnings Release and Conference Call

National Property REIT Corp., a Prospect Capital Corporation Portfolio Company, Exits Crown Point Property with a 19.1% IRR and 2.6x Cash-on-Cash Multiple

Priority Income Fund Announces 22.0% Annualized Total Cash Distribution Rate (on Net Asset Value) with "Bonus" and "Base" Common Shareholder Distributions for September 2025 through November 2025

Prospect Capital Schedules Fiscal Year Earnings Release and Conference Call

Prospect Capital Corporation Acquires QC Holdings, Inc.

Priority Income Fund Announces Redemption of its 6.125% Series I Term Preferred Stock Due 2028

Priority Income Fund Announces 17.4% Annualized Total Cash Distribution Rate (on Class R Offering Price) with "Bonus" and "Base" Common Shareholder Distributions for June 2025 through August 2025

Priority Income Fund Announces Redemption of its 6.625% Series F Term Preferred Stock Due 2027

Prospect Capital Schedules Third Fiscal Quarter Earnings Release and Conference Call

Priority Income Fund Announces Declaration of Preferred Stock Distributions for March 2025