Amendment: IX Acquisition Corp. filed SEC Form 8-K: Other Events, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form
(Amendment No. 2)
Current Report
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Explanatory Note
IX Acquisition Corp. (the “Company”) is filing this Form 8-K/Amendment No. 2 to its Current Report on Form 8-K as was amended on October 15, 2024 and originally filed with the Securities and Exchange Commission on October 11, 2024 to update the last sentence under “Item 8.01 - Other Events.”
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On October 7, 2024, IX Acquisition Corp. (the “Company”) received a notice from the staff of the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) stating that as the Company had not completed an initial business combination within 36 months of the effective date of its registration statement in connection with its initial public offering, it was not in compliance with Nasdaq IM 5101-2 and was therefore subject to delisting. The Company has until October 14, 2024 to request a hearing before the Nasdaq Hearings Panel (the “Panel”). Trading in the Company’s securities will be suspended at the opening of business on October 14, 2024.The Company has decided to request a hearing before the Panel.
Item 5.07. Submission of Matters to a Vote of Security Holders.
On October 9, 2024, the Company held an extraordinary general meeting of its shareholders (the “Meeting”), at which the shareholders voted on the following proposals, as set forth below, each of which is described in more detail in the definitive proxy statement (the “Proxy Statement”) filed with the U.S. Securities and Exchange Commission (the “SEC”) on September 24, 2024, which was first mailed by the Company to its shareholders on or about September 25, 2024.
As of September 16, 2024, the record date for the Meeting, there were 6,848,192 Class A ordinary shares and 1,747,879 Class B ordinary shares of the Company entitled to be voted at the Meeting. There were 6,831,335 ordinary shares representing approximately 79.47% of the issued and outstanding ordinary shares present in person or represented by proxy at the Meeting, constituting a quorum for the Meeting.
The shareholders approved the Third Extension Amendment Proposal and the Auditor Ratification Proposal.
A summary of the voting results at the Meeting is set forth below:
| 1. | Proposal One — The Third Extension Amendment Proposal |
| FOR | AGAINST | ABSTAIN | ||
| 6,655,125 | 176,210 | 0 |
| 2. | Proposal Two — The Auditor Ratification Proposal |
| FOR | AGAINST | ABSTAIN | ||
| 6,664,336 | 166,999 | 0 |
Item 8.01. Other Events.
In connection with the shareholders’ vote at the Meeting, 1,235,698 shares were tendered for redemption. On October 7, 2024,the Company submitted its initial listing application for conducting a change of control combination for the combined company on the Nasdaq Global Market—the application used for de-SPAC (special purpose acquisition company) business combinations.
Item 9.01 Financial Statements and Exhibits.
| Exhibit No. | Description | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: October 16, 2024
| IX ACQUISITION CORP. | ||
| By: | /s/ Noah Aptekar | |
| Name: | Noah Aptekar | |
| Title: | Chief Financial Officer | |